TABLE OF CONTENTS
Chapter I General Provisions
1. Purpose
2. Definitions
3. Computation of time limits
4. Extension of time limits
5.
6. Capacity of associations, etc. which are not legal
entities to proceed before the Office
7. Capacity of minors or majors under guardianship, etc.
to proceed before the Office
8. Patent administrator for residents abroad
9. Scope of powers of attorney
10. Proof of powers of attorney [Deleted]
11. Non-extinguishment of powers of attorney
12. Independent representation
13. Replacement of representatives, etc.
14. Mutual representation of parties
15. Venue of court for residents abroad
16. Ratification of acts of persons lacking capacity
17. Amendment of proceedings
17bis. Amendment of specification or drawings attached
to request
17ter. Amendment of abstract
17quater. Amendment of corrected specification
or drawings
18. Dismissal of procedure
18bis. Dismissal of an irregular procedure
19. Time of submission of request, etc.
20. Succession to effects of procedure
21. Continuation of procedure
22. Interruption or suspension of procedure
23.
24.
25. Enjoyment of rights by aliens
26. Effect of treaties
27. Registration in Patent Register
28. Issuance of Certificate of Patent
Chapter II Patents and Applications for Patents
29. Patentability of inventions
29bis.
30. Exceptions to lack of novelty of invention
31. [Deleted]
32. Unpatentable inventions
33. Right to obtain patent
34.
35. Employees' inventions
36. Applications for patent
36bis.
37.
38. Joint applications
39. First-to-file rule
40. [Deleted]
41. Priority claim based on patent application, etc.
42. Withdrawal, etc. of earlier application
43. Priority claim under the Paris Convention
43bis. Priority claim declared as governed by the
Paris Convention
44. Division of patent applications
45. [Deleted]
46. Conversion of applications
Chapter III The Examination
47. Examination by examiner
48. Exclusion of examiners
48bis. Examination of patent applications
48ter. Requests for examination
48quater.
48quinquies.
48sexies. Preferential examination
49. Examiner's decision of refusal
50. Notification of reasons for refusal
51. Examiner's decision that a patent is to be granted
52. Formal requirements of decision
53. Declining of amendments
54. Relationship with litigation
55. [Deleted] (to 63.)
Chapter IIIbis Laying Open of Applications
64. Laying open of applications
64bis. Request for laying open of applications
64ter.
65. Effects of laying open of applications
Chapter IV The Patent Right
1. The Patent Right
66. Registration of establishment of patent right
67. Term of patent right
67bis. Registration of extension of term of patent
right
67bis-bis.
67ter.
67quater.
68. Effects of patent right
68bis. Effects of the term extended patent right
69. Limits of patent right
70. Technical scope of patented inventions
71.
71bis.
72. Relationship with another's patented invention, etc.
73. Joint patent rights
74. [Deleted]
75. [Deleted]
76. Extinguishment of patent right in absence of heir
77. Exclusive licenses
78. Non-exclusive licenses
79. Non-exclusive license by virtue of prior use
80. Non-exclusive license due to working prior to registration
of demand for invalidation trial
81. Non-exclusive license after expiration of design right
82.
83. Arbitration decision on grant of non-exclusive license
in case of non-working
84. Submission of written reply
85. Hearing of Industrial Property Council, etc.
86. Formal requirements of arbitration
87. Transmittal of copy of arbitration decision
88. Deposit of consideration
89. Lapse of arbitration decision
90. Cancellation of arbitration decision
91.
91bis. Restriction on objections to arbitration decision
92. Arbitration decision on grant of non-exclusive license
on one's own patented invention
93. Arbitration decision on grant of non-exclusive license
in public interest
94. Transfer, etc. of non-exclusive license
95. Pledges
96.
97. Surrender of patent right, etc.
98. Effects of registration
99.
2. Infringement
100. Injunction
101. Acts deemed to be infringement
102. Presumption, etc. of amount of damage
103. Presumption of negligence
104. Presumption of manufacture by patented process
104bis Obligation to clarify relevant act in concrete
manner
105. Production of documents, etc.
105bis. Expert opinion for proof of damage
105ter. Award of reasonable of damages
106. Measures for recovery of reputation
3. Annual Fees
107. Annual fees
108. Time limit for payment of annual fees
109. Reduction or deferment of payment of annual fees
or exemption therefrom
110. Payment of annual fees by an interested person
111. Refund of annual fees
112. Late payment of annual fees
112bis. Restoration of patent right by late payment
of annual fees
112ter. Restriction on effects of patent right restored
Chapter V Opposition to the Patent
113. Opposition to the patent
114. Ruling
115. Formal requirements of a written opposition, etc.
116. Designation of trial examiners, etc.
116bis. Trial clerk
117. Conduct of trial examination, etc.
118. Intervention
119. Taking of evidence and preservation thereof
120. Trial examination ex officio
120bis. Combination or separation of trial examination
120ter. Withdrawal of oppositions
120quater. Submission of arguments, etc.
120quinquies. Formal requirements of ruling
120sexies. Application mutatis mutandis of provisions
on trial
Chapter VI Trial
121. Trial against examiner's decision of refusal
122. [Deleted]
123. Trial for invalidation of patent
124. [Deleted]
125.
125bis. Trial for invalidation of registration of
extension of term
126. Trial for correction
127.
128.
129. [Deleted]
130. [Deleted]
131. Formal requirements of demands for trial
132. Joint trial
133. Dismissal by ruling in the case of non-compliance
with formal requirements
133bis. Dismissal of irregular procedure
134. Submission of written reply, etc.
135. Dismissal of irregular demand by trial decision
136. Collegial system in trial
137. Designation of trial examiners
138. Trial examiner-in-chief
139. Exclusion of trial examiners
140.
141. Challenge of trial examiner
142. Formal requirements of motion of exclusion or challenge
143. Ruling on motion of exclusion or challenge
144.
144bis. Trial clerk
145. Conduct of trial examination
146.
147. Records
148. Intervention
149.
150. Taking of evidence and preservation thereof
151.
152. Trial examination ex officio
153.
154. Combination or separation of trials
155. Withdrawal of demand for trial
156. Notification of conclusion of trial examination
157. Trial decision
158. Special provisions for trials against examiner's
decision of refusal
159.
160.
161.
162.
163.
164.
165. Special provisions for trials for correction
166.
167. Effects of trial decision
168. Relationship with litigation
169. Costs of trial
170. Executory force of ruling on amount of costs
Chapter VII Retrial
171. Demand for retrial
172.
173. Time limit for demand for retrial
174. Application mutatis mutandis of provisions on trial,
etc.
175. Restriction on effects of patent right restored
by retrial
176.
177. [Deleted]
Chapter VIII Litigation
178. Actions against trial decisions, etc.
179. Defendant in the action
180. Notification of institution of action
181. Annulment of the trial decision or ruling
182. Sending of certified copy of the judgment
183. Action on amount of remuneration
184. Defendant in the action
184bis. Relationship between administrative appeal
and litigation
Chapter IX Special Provisions concerning International Applications
under the Patent Cooperation Treaty
184ter. Patent application based on international
application
184quater. Translation of international patent
application in foreign language
184quinquies. Submission of papers and invitation
to correction
184sexies. Effect, etc. of request, description,
etc., of international application
184septies. Amendment under Article 19 of the
Treaty of the Japanese language patent application
184octies. Amendment under Article 34 of the Treaty
184novies. National publication etc.
184decies. Effects, etc. of international publication
and national publication
184undecies. Special provisions concerning patent
administrator for residents abroad
184duodecies. Special provisions concerning
amendment
184terdecies. Special provisions concerning
patentability
184quater decies. Special provisions concerning exceptions to lack of novelty of invention
184quindecies. Special provisions concerning
priority claim based on patent applications, etc.
184sedecies. Special provisions concerning conversion
of applications
184septies decies. Time limit for making request
for examination
184duodevicies. Special provisions for reasons
for refusal, etc.
184undevicies. Special provisions concerning
correction
184vicies. International application recognized
as patent application by decision
Chapter X Miscellaneous Provisions
185. Special provisions for patent or patent right covering
two or more claims
186. Request for certification, etc.
187. Indication of existence of patent
188. Prohibition of false marking
189. Transmittal of documents
190.
191.
192.
193. Patent Gazette
194. Production of documents, etc.
195. Fees
195bis. Reduction of fee for request for examination,
or exemption therefrom
195ter. Exemption of application of Administrative
Procedure Law
195quater. Restriction on appeals under Administrative
Appeal Law
Chapter XI Penal Provisions
196. Offense of infringement
197. Offense of fraud
198. Offense of false marking
199. Offense of perjury, etc.
200. Offense of divulging secrets
201. Dual liability
202. Administrative penalties
203.
204.
Attached Table (Related to Section 195)
Chapter I General Provisions
1. Purpose
The purpose of this Law shall
be to encourage inventions by promoting their protection and utilization
so as to contribute to the development of industry.
2. Definitions
(1) "Invention" in this
Law means the highly advanced creation of technical ideas by which a
law of nature is utilized.
(2) "Patented invention"
in this Law means an invention for which a patent has been granted.
(3) "Working" of an invention
in this Law means the following acts:
(i) in the case of an invention
of a product, acts of manufacturing, using, assigning, leasing, importing
or offering for assignment or lease (including displaying for the purpose
of assignment or lease - hereinafter the same) of, the product;
(ii) in the case of an invention
of a process, acts of using the process;
(iii) in the case of an invention
of a process of manufacturing a product, acts of using, assigning, leasing,
importing or offering for assignment or lease of, the product manufactured
by the process, in addition to the acts mentioned in the preceding paragraph.
3. Computation of time limits
(1) Time limits fixed in this
Law or an order or ordinance under this Law shall be computed according
to the following provisions:
(i) the first day of the period
shall not be included. However, this provision shall not apply when
the period begins from 00.00 a.m.;
(ii) when the period is expressed
in months or years, it shall be counted according to the calendar. When
the period is not computed from the beginning of a month or year, it
shall expire on the day preceding the day of the last month or year
corresponding to the day on which the computation begins. However, where
there is no corresponding day in the last month, it shall expire on
the last day of that month.
(2) Where the last day of a period
prescribed for the filing of a patent application or demand or for any
other procedure relating to a patent (hereinafter referred to as "procedure")
falls on a Sunday, a holiday referred to in each of the paragraphs of
Section 1(1) of the Law concerning holidays of administrative organizations
(Law No. 91 of 1988), the last day of the period shall be the day following
such holiday or holidays.
4. Extension of time limits
The Commissioner of the Patent
Office may, for the benefit of a person residing in a place that is
remote or difficult of access, extend upon request or ex officio the
period prescribed in Section 108(1), 121(1) or 173(1).
5.
(1) The Commissioner of the Patent
Office, the trial examiner-in-chief or the examiner may, where he has
designated a time limit for a procedure to be initiated under this Law,
extend the time limit upon request or ex officio.
(2) The trial examiner-in-chief
may, where he has designated a date under this Law, change the date
upon request or ex officio.
6. Capacity of associations, etc. which are not legal entities to proceed before the Office
(1) An association or foundation
which is not a legal entity but for which an officer representing it
or an administrator has been designated may, in its name:
(i) make a request for examination;
(ii) file an opposition to the
patent;
(iii) demand a trial under Section
123(1) or 125bis(1);
(iv) demand a retrial against
a final and conclusive trial decision under Section 123(1) or 125bis(1),
in accordance with Section 171(1).
(2) An association or foundation
which is not a legal entity but for which an officer representing it
or an administrator has been designated may be made a party in its name
to a retrial against a final and conclusive trial decision under Section
123(1) or 125bis(1).
7. Capacity of minors or majors under guardianship, etc. to proceed before the Office
(1) Minors and majors placed under
guardianship may proceed before the Office only through their legal
representatives. However, this provision shall not apply where a minor
can perform a legal act independently.
(2) Where a person under curatorship
proceeds before the Office, he shall obtain the consent of his curator.
(3) Where a legal representative
proceeds before the Office and there is a supervisor of the guardian,
the former shall obtain the consent of the latter.
(4) Where a person placed under
curatorship or a legal representative takes part in a procedure with
regard to an opposition to the patent, a trial or retrial demanded by
an adverse party, the two preceding subsections shall not apply.
8. Patent administrator for residents abroad
(1) A person who has neither his
domicile nor residence (nor, in the case of a legal entity, its establishment)
in Japan (hereinafter referred to as a "resident abroad") may
not, except where prescribed by Cabinet Order, proceed before the Office
or institute a suit against any measure taken by an administrative agency
in accordance with this Law or an order or ordinance thereunder, except
through his representative with respect to his patent who has his domicile
or residence in Japan (hereinafter referred to as "patent administrator").
(2) The patent administrator shall
represent the principal in all procedures and in a suit instituted against
measures taken by an administrative agency in accordance with this Law
or an order or ordinance thereunder. However, this provision shall not
apply where a resident abroad restricts the scope of power of attorney
of his patent administrator.
9. Scope of powers of attorney
A representative of a person who
is domiciled or a resident (or, in the case of legal entity, established)
in Japan and who is proceeding before the Office shall not, unless expressly
so empowered, convert, abandon or withdraw a patent application, withdraw
an application for registration of an extension of the term of a patent
right, withdraw a demand, request or motion, make or withdraw a priority
claim under Section 41(1), make a request for laying open of an application,
demand a trial under Section 121(1), surrender a patent right or appoint
a sub-representative.
10. Proof of powers of attorney [Deleted]
11. Non-extinguishment of powers of attorney
The power of attorney of a representative
of a person proceeding before the Office shall not become extinguished
on the principal's death or on merger in the case of a legal entity,
or on the termination of the duty of trust, where a trustee is the principal,
or on the death of a legal representative or on the modification or
extinguishment of his power of attorney.
12. Independent representation
Where a person proceeding before
the Office has two or more representatives, each of them shall represent
the principal.
13. Replacement of representatives, etc.
(1) The Commissioner of the Patent
Office or the trial examiner-in-chief may, if he considers a person
proceeding before the Office to be incompetent, order a representative
to act.
(2) The Commissioner of the Patent
Office or the trial examiner-in-chief may, if he considers the representative
of a person proceeding before the Office to be incompetent, order him
to be replaced.
(3) In the case of the preceding
two subsections, the Commissioner of the Patent Office or the trial
examiner-in-chief may order that a patent attorney be the representative.
(4) The Commissioner of the Patent
Office or the trial examiner-in-chief may dismiss any action taken before
the Office by a person or representative referred to respectively in
Subsection (1) or (2) after the issuance of an order under Subsection
(1) or (2).
14. Mutual representation of parties
Where two or more persons are
jointly proceeding before the Office, each of them shall represent the
other or others with respect to a procedure other than the conversion,
surrender and withdrawal of a patent application, the withdrawal of
an application for registration of an extension of the term of a patent
right, the withdrawal of a demand, request, or motion, the making and
withdrawal of a priority claim under Section 41(1), the making of a
request for laying open of an application, and the demand for a trial
under Section 121(1). However, this provision shall not apply where
they have appointed a representative for both or all of them and have
notified the Office accordingly.
15. Venue of court for residents abroad
With respect to a patent right
or other right relating to a patent of a resident abroad, the domicile
or residence of his patent administrator or, where there is no such
administrator, the location of the Patent Office shall be the place
of the property under Section 5(iv) of the Code of Civil Procedure (Law
No. 109 of 1996).
16. Ratification of acts of persons lacking capacity
(1) The acts of a minor (other
than one who has independent capacity to perform legal acts) or of a
major placed under guardianship may be ratified by his legal representative
(or by the principal when he has gained capacity to proceed before the
Office).
(2) The acts of a person who has
no power of attorney may be ratified by the principal when he has capacity
to proceed before the Office or by his legal representative.
(3) The acts of a person placed
under curatorship taken without his curator's consent may be ratified
by such person with his curator's consent.
(4) The acts of a legal representative
taken without consent of supervisor of the guardian, where there is
such a supervisor, may be ratified by the legal representative when
he has obtained the supervisor's consent or by the principal when
he has gained capacity to proceed before the Office.
17. Amendment of proceedings
(1) A person who is proceeding
before the Office may make amendments only during the pendency of the
case before the Office. However, subject to the subsequent Section to
17quater, he may not amend the specification, the drawings or the abstract
attached to the request as well as the corrected specification or drawings
attached to the written demand under Section 126(1), Section 134(2)
or 120quater(2).
(2) Notwithstanding the principal
sentence of Subsection (1), an applicant of a foreign language file
application referred to in Section 36bis(2) may not amend the foreign
language file and foreign language abstract referred to in Section 36bis(1).
(3) The Commissioner of the Patent
Office may invite amendment, designating an adequate time limit, in
the following cases:
(i) when the requirements of Section
7(1) to (3) or 9 have not been complied with;
(ii) when the formal requirements
specified in this Law or in an order or ordinance thereunder have not
been complied with;
(iii) when the fees due to be
paid under Section 195(1) to (3) have not been paid with respect to
a procedure.
(4) Subject to Section 17bis(2),
any amendment under the principal sentence of Subsection (1) of this
Section (except in the case of the payment of fees) shall be submitted
in writing.
17bis. Amendment of specification or drawings attached to request
(1) An applicant for a patent
may, before the transmittal of the copy of an examiner's decision
that a patent is to be granted, amend the specification or drawings
attached to the request. However, after the receipt of the notification
under Section 50, the amendment may be made only in the following cases:
(i) where the applicant has received
a first notification (referred to in this Section as "the notification
of reasons for refusal") under Section 50 [including its application
under Section 159(2) (including its application under Section 174(2)
and under Section 163(2)) (hereinafter referred to in this paragraph
as "Section 50")] and amendment is made within the time limit
designated in accordance with Section 50;
(ii) where the applicant has received
a notification of refusal and amendment is made within the time limit
designated in accordance with Section 50 with respect to the final notification
of reasons for refusal;
(iii) where the applicant demands
a trial under Section 121(1) and amendment is made within 30 days of
such demand.
(2) Where the applicant of a foreign
language file application under Section 36bis(2) amends the specification
or drawings under Subsection (1) for the object of the correction of
an incorrect translation, he shall submit a written correction of an
incorrect translation stating the grounds thereof.
(3) An amendment of the specification
or drawings under Subsection (1) shall, except in the case of submission
of the written correction of an incorrect translation, remains within
the scope of the features disclosed in the specification or drawings
originally attached to the request [in the case of a foreign language
file application under Section 36bis(2), the translation of the foreign
language file referred to in said Subsection (2) is considered to be
a specification and drawings by virtue of the provisions of said Section
(4) (in the case where the applicant amended the specification or drawings
by submitting of the written correction of an incorrect translation,
said translation, the specification or drawings as amended)].
(4) Subject to the provisions
of the preceding subsection, in the case of Subsection (1)(ii) and (iii)
of this Section, the amendment of the claim or claims shall be limited
to the following:
(i) the cancellation of the claim
or claims referred to in Section 36(5);
(ii) the restriction of the claim
or claims (only the restriction of all or some of the matters necessary
to define the invention claimed in the claim or claims under Section
36(5) and the industrial applicability and the problem to be solved
of the invention claimed in the amended claim or claims are the same
as those of the invention claimed in the claim or claims prior to the
amendment);
(iii) the correction of errors
in the description;
(iv) the clarification of an ambiguous
description (only the amendment with respect to the matters mentioned
in the reasons for the refusal concerned in the notification of the
reasons for the refusal).
(5) Section 126(4) shall apply
mutatis mutandis to the case of the preceding subsection.
17ter. Amendment of abstract
An applicant for a patent may
amend the abstract within one year and three months from the filing
date of his patent application (excluding the period after a request
made for laying open of an application) [or - in the case of a patent
application containing a priority claim under Section 41(1) - the filing
date of the earlier application referred to in Section 41(1), - in the
case of a patent application containing a priority claim under Section
43(1) or 43bis (1) or (2) - the filing date of the first
application or the application considered to be the first application
in accordance with Article 4C(4) of the Paris Convention (meaning the
Paris Convention for the Protection of Industrial Property of March
20, 1883, as revised at Brussels on December 14, 1900, at Washington
on June 2, 1911, at Hague on November 6, 1925, at London on June 2,
1934, at Lisbon on October 31, 1958, and at Stockholm on July 14, 1967
- hereinafter the same) or of an application recognized as the first
application in accordance with 4A(2) of the Paris Convention; and in
the case of a patent application containing two or more priority claims
under 41(1), 43(1) or 43bis(1) or (2), from the earliest date amongst
the filing dates of the applications whose priorities are so claimed
- the same meaning as Section 64(1)].
17quater. Amendment of corrected specification or drawings
(1) A patentee may amend the corrected
specification or drawings attached to the written demand for a correction
under Section 120quater(2), only within the time limit designated under
Section 165 as applied under Section 120quater(1) or (3).
(2) The defendant of a trial under
Section 123(1) may amend the specification or drawings attached to the
written demand for a correction under Section 134(2), only within the
time limit designated under Section 134(1), under Section 165 as applied
under Section 134(5) or under Section 153(2).
(3) The demandant of a trial under
Section 126(1) may amend the specification or drawings attached to the
written demand for a trial under Section 126(1), only before he is notified
under Section 156(1) (in the case where the trial has been reopened
under Section 156(2), before he is notified again under Section 156(1)).
18. Dismissal of procedure
(1) The Commissioner of the Patent
Office may dismiss a procedure when a person whom he has invited to
make amendment in accordance with Section 17(3) fails to do so within
the time limit designated in accordance with that subsection or when
a person who is to obtain registration of the establishment of a patent
right fails to pay the annual fees within the time limit fixed in Section
108(1).
(2) The Commissioner of the Patent
Office may dismiss an application for a patent where he has invited
the applicant, in accordance with Section 17(3), to pay the fee under
Section 195(3) and the applicant fails to do so within the time limit
designated in accordance with Section 17(3).
18bis. Dismissal of an irregular procedure
(1) The Commissioner of the Patent
Office shall dismiss an irregular procedure which cannot be amended.
(2) Where the Commissioner of
the Patent Office intends to dismiss a procedure under the preceding
subsection, he shall notify the person who is proceeding of the reasons
for dismissal designating an adequate time limit and give him an opportunity
to submit a statement describing an explanation (hereinafter referred
to as "explanatory statement").
19. Time of submission of request, etc.
Where a request, document or any
other matter to be submitted to the Patent Office in accordance with
this Law, or an order or ordinance thereunder, within a specified time
limit is sent by mail, the request, document or matter shall be deemed
to have reached the Office at the date and time when it was handed in
to a post office, if such date and time are proved by the receipt of
the mail, or at the date and time on the postmark if they are clearly
indicated, or at 12.00 p.m. on the date indicated on the postmark if
only the date is clear.
20. Succession to effects of procedure
The effects of a procedure regarding
a patent right or other right relating to a patent shall extend to a
successor in title.
21. Continuation of procedure
Where a patent right or other
right relating to a patent is transferred while the case is pending
in the Patent Office, the Commissioner of the Patent Office or the trial
examiner-in-chief may continue the procedure concerned on behalf of
the successor in title.
22. Interruption or suspension of procedure
(1) The Commissioner of the Patent
Office or the trial examiner shall, in regard to a motion for the resumption
of a procedure interrupted after the transmittal of a ruling, an examiner's
decision or a trial decision, render a ruling as to whether the procedure
may be resumed.
(2) Such a ruling shall be in
writing and state the reasons therefor.
23.
(1) Where a person who is to resume
the procedure for an examination or a trial examination of the opposition
to the patent and ruling thereon, a trial or retrial which has been
interrupted fails to do so, the Commissioner of the Patent Office or
the trial examiner shall, upon a motion or ex officio, order such person
to resume the procedure and designate an adequate time limit for this
purpose.
(2) Where the procedure is not
resumed within the time limit designated in accordance with the preceding
subsection, the resumption may be deemed by the Commissioner of the
Patent Office or the trial examiner to have commenced on the date when
the time limit expired.
(3) When the resumption is deemed
to have taken place, in accordance with the preceding subsection, the
Commissioner of the Patent Office or the trial examiner-in-chief shall
notify the parties accordingly.
24.
Sections 124 (excluding Subsection
(1)(iv)), 125 to 127, 128(1), 130, 131 and 132(2) (interruption or suspension
of litigation) of the Code of Civil Procedure shall apply mutatis mutandis
to a procedure with respect to an examination, a trial examination of
an opposition to the patent and ruling thereon, a trial or retrial.
In such a case, a "process attorney" in Section 124(2), "court"
in Section 127, "court" in Section 128(1) and 131, and "court"
in Section 130 of the said Code shall read, respectively, "representative
entrusted with the examination, trial examination of an opposition to
the patent and ruling thereon, a trial or retrial," "Commissioner
of the Patent Office or the trial examination-in-chief," "Commissioner
of the Patent Office or the trial examiner," and "Patent Office."
25. Enjoyment of rights by aliens
An alien who is neither domiciled
nor a resident (nor established, in the case of a legal entity) in Japan
shall not enjoy a patent right or other right relating to a patent,
except in any one of the following cases:
(i) where his country allows Japanese
nationals to enjoy patent rights or other rights relating to a patent
under the same conditions as its own nationals;
(ii) where his country allows
Japanese nationals to enjoy patent rights or other rights relating to
a patent under the same conditions as its own nationals provided that
Japan allows his country's nationals to enjoy such rights;
(iii) where there are specific
provisions in a treaty.
26. Effect of treaties
Where there are specific provisions
relating to patents in a treaty, such provisions shall prevail.
27. Registration in Patent Register
(1) The following matters shall
be registered in the Patent Register kept in the Patent Office:
(i) the establishment, extension
of the term, transfer, extinguishment, restoration or restriction on
disposal, of a patent right;
(ii) the establishment, maintenance,
transfer, modification, extinguishment or restriction on disposal, of
an exclusive or non-exclusive license;
(iii) the establishment, transfer,
modification, extinguishment or restriction on disposal, of rights in
a pledge upon a patent right or an exclusive or non-exclusive license.
(2) The Patent Register, either
in whole or in part, may be prepared by means of magnetic tapes (including
other materials on which matters can be accurately recorded by an equivalent
method - hereinafter referred to as "magnetic tapes").
(3) Other matters relating to
registration that are not provided for in this Law shall be prescribed
by Cabinet Order.
28. Issuance of Certificate of Patent
(1) When the establishment of
a patent right has been registered or when a ruling or trial decision
to the effect that the specification or drawings attached to the request
are to be corrected has become final and conclusive and such decision
has been registered, the Commissioner of the Patent Office shall issue
the certificate of patent to the patentee.
(2) Re-issuance of the certificate
of patent shall be prescribed by an ordinance of the Ministry of Economy,
Trade and Industry.
Chapter II Patents and Applications for Patents
29. Patentability of inventions
(1) Any person who has made an
invention which is industrially applicable may obtain a patent therefor,
except in the case of the following inventions:
(i) inventions which were publicly
known in Japan or elsewhere prior to the filing of the patent application;
(ii) inventions which were publicly
worked in Japan or elsewhere prior to the filing of the patent application;
(iii) inventions which were described
in a distributed publication or made available to the public through
electric telecommunication lines in Japan or elsewhere prior to the
filing of the patent application.
(2) Where an invention could easily
have been made, prior to the filing of the patent application, by a
person with ordinary skill in the art to which the invention pertains,
on the basis of an invention or inventions referred to in any of the
paragraphs of Subsection (1), a patent shall not be granted for such
an invention notwithstanding Subsection (1).
29bis.
Where an invention claimed in
a patent application is identical with an invention or device (excluding
an invention or device made by the same person as the inventor of the
invention claimed in the patent application) disclosed in the specification
or drawings originally attached to the request of another application
for a patent (in the case of a foreign language file application referred
to in Section 36bis(2) of this Law, the foreign language file referred
to in Section 36bis(1) of the said Law) or of an application for a utility
model registration which was filed prior to the filing date of the patent
application and for which the Patent Gazette which states the matter
referred to in each paragraph of Section 66(3) of the said Law (hereinafter
referred to as "the Gazette containing the Patent") was published
under the said subsection or the laying open for public inspection (Kokai)
was effected or the Utility Model Gazette which states the matter referred
to in each paragraph of Section 14(3) of Utility Model Law (No. 123
of 1959) (hereinafter referred to as "the Gazette containing the
Utility Model") was published under the said subsection after the
filing of the patent application, a patent shall not be granted for
the invention notwithstanding Section 29(1). However, this provision
shall not apply where, at the time of filing of the patent application,
the applicant of the patent application and the applicant of the other
application for a patent or the application for a utility model registration
are the same person.
30. Exceptions to lack of novelty of invention
(1) In the case of an invention
which has fallen under any of the paragraphs of Section 29(1) by reason
of the fact that the person having the right to obtain a patent has
conducted an experiment, has made a presentation in a printed publication,
has made a presentation through electric telecommunication lines, or
has made a presentation in writing at a study meeting held by a scientific
body designated by the Commissioner of the Patent Office, such invention
shall be deemed not have fallen under any of the paragraphs of Section
29(1) for the purposes of Section 29(1) and (2) to the invention claimed
in the patent application which has been filed by such person within
six months from the date on which the invention first fell under those
paragraphs.
(2) In the case of an invention
which has fallen under any of the paragraphs of Section 29(1) against
the will of the person having the right to obtain a patent, the preceding
subsection shall also apply for the purposes of Section 29(1) and (2)
to the invention claimed in the patent application which has been filed
by such person within six months from the date on which the invention
first fell under any of those paragraphs.
(3) In the case of an invention
which has fallen under any of the paragraphs of Section 29(1) by reason
of the fact that the person having the right to obtain a patent has
exhibited the invention at an exhibition held by the Government or by
any local public entity (hereinafter referred to as the "Government,
etc.") or at one which is not held by the Government, etc. but is
designated by the Commissioner of the Patent Office, or at an international
exhibition held in the territory of a country party to the Paris Convention
or of a Member of the World Trade Organization by its government, etc.
or by a person authorized thereby, or at an international exhibition
held in the territory of a country not party to the Paris Convention
nor a member of the World Trade Organization by its government, etc.
or by a person authorized thereby where such exhibition has been designated
by the Commissioner of the Patent Office, Subsection (1) shall also
apply for the purposes of Section 29(1) and (2) to the invention claimed
in the patent application which has been filed by such person within
six months form the date on which the invention first fell under those
paragraphs.
(4) Any person who desires the
application of Subsection (1) or the preceding subsection shall submit
a written statement to that effect to the Commissioner of the Patent
Office simultaneously with the patent application and within 30 days
of the filing of the patent application, he shall also submit to the
Commissioner of the Patent Office a document proving that the invention
that has fallen under any of the paragraphs of Section 29(1) is the
invention for which the provision of Subsection (1) or the preceding
subsection may be applicable.
31. [Deleted]
32. Unpatentable inventions
The inventions liable to contravene
public order, morality or public health shall not be patented, notwithstanding
Section 29.
33. Right to obtain patent
(1) The right to obtain a patent
may be transferred.
(2) The right to obtain a patent
may not be the subject of a pledge.
(3) A joint owner of the right
to obtain a patent may not assign his share without the consent of all
the other joint owners.
34.
(1) The succession to the right
to obtain a patent before the filing of the patent application shall
not be effective against third persons unless the successor in title
files the patent application.
(2) Where two or more applications
for a patent are filed on the same date, on the basis of the same right
to obtain a patent that has been derived by succession from the same
person, the succession by any person other than the one agreed upon
by the patent applicants shall not be effective against third persons.
(3) The preceding subsection shall
also apply where a patent application and a utility model application
are filed on the same date, on the basis of a right to obtain a patent
and utility model registration for the same invention and device which
has been derived by succession from the same person.
(4) The succession to the right
to obtain a patent after the filing of the patent application shall
not take effect unless the Commissioner of the Patent Office is notified
accordingly, except in the case of inheritance or other general succession.
(5) Upon inheritance or other
general succession with respect to a right to obtain a patent, the successor
in title shall notify the Commissioner of the Patent Office accordingly
without delay.
(6) Where two or more notifications
are made on the same date, on the basis of the same right to obtain
a patent that has been derived by succession from the same person, a
notification made by any person other than the one agreed upon after
mutual consultation among the persons making the notifications shall
not take effect.
(7) Section 39(7) and (8) shall
apply mutatis mutandis to the cases under Subsections (2), (3) and (6).
35. Employees' inventions
(1) An employer, a legal entity
or a state or local public entity (hereinafter referred to as the "employer,
etc.") shall have a non-exclusive license on the patent right concerned,
where an employee, an executive officer of a legal entity or a national
or local public official (hereinafter referred to as the "employee,
etc.") has obtained a patent for an invention which by reason of
its nature falls within the scope of the business of the employer, etc.
and an act or acts resulting in the invention were part of the present
or past duties of the employee, etc. performed on behalf of the employer,
etc. (hereinafter referred to as an "employee's invention")
or where a successor in title to the right to obtain a patent for an
employee's invention has obtained a patent therefor.
(2) In the case of an employee's
invention made by an employee, etc. which is not an employee's invention,
any contractual provision, service regulation or other stipulation providing
in advance that the right to obtain a patent or the patent right shall
pass to the employer, etc. or that he shall have an exclusive license
on such invention shall be null and void.
(3) The employee, etc. shall have
the right to a reasonable remuneration when he has enabled the right
to obtain a patent or the patent right with respect to an employee's
invention to pass to the employer, etc. or has given the employer, etc.
an exclusive right to such invention in accordance with the contract,
service regulations or other stipulations.
(4) The amount of such remuneration
shall be decided by reference to the profits that the employer, etc.
will make from the invention and to the amount of contribution the employer,
etc. made to the making of the invention.
36. Applications for patent
(1) Any person desiring a patent
shall submit a request to the Commissioner of the Patent Office stating
the following:
(i) the name and the domicile
or residence of the applicant for the patent;
(ii) the name and the domicile
or residence of the inventor.
(2) The request shall be accompanied
by the specification, any drawings necessary and the abstract.
(3) The specification under Subsection
(2) shall state the following:
(i) the title of the invention;
(ii) a brief explanation of the
drawings;
(iii) a detailed explanation of
the invention;
(iv) patent claim(s).
(4) The detailed explanation of
the invention under the preceding Subsection (iii) shall state the invention,
as provided for in an ordinance of the Ministry of Economy, Trade and
Industry, in a manner sufficiently clear and complete for the invention
to be carried out by a person having ordinary skill in the art to which
the invention pertains.
(5) In the patent claim under
Subsection (3)(iv), there shall be set forth, by statements separated
on a claim by a claim basis, all matters which an applicant for a patent
considers necessary in defining an invention for which a patent is sought.
In such a case, it shall not preclude the statements of the patent claim(s)
to be such that an invention claimed in one claim is the same as an
invention claimed in another claim.
(6) The statement of the patent
claim(s) under Subsection (3)(iv) shall comply with each of the following
paragraphs:
(i) statements setting forth the
invention(s) for which patent is sought and which is described in the
detailed explanation of the invention;
(ii) statements setting forth
the invention(s) for which a patent is sought and which is clear;
(iii) statements setting forth
the claim(s) which is concise;
(iv) statements which are as provided
for in an ordinance of the Ministry of Economy, Trade and Industry.
(7) The abstract under Subsection
(2) shall state the summary of the invention disclosed in the specification
or drawings and other matters provided for in an ordinance of the Ministry
of Economy, Trade and Industry.
36bis.
(1) Any person desiring a patent
may, in lieu of the specification, drawings necessary and abstract under
the preceding Section (2), attach to the request a paper stating the
matters to be stated in the specification under the preceding Section
(3) to (6) in a foreign language specified in an ordinance of the Ministry
of Economy, Trade and Industry and any text matter of the drawings in
the foreign language (hereinafter referred to as the "foreign language
file") and a paper stating the matters to be stated in the abstract
under the preceding Section (7) in the foreign language (hereinafter
referred to as the "foreign language abstract").
(2) The applicant of an application
for a patent to which he has attached the foreign language file and
foreign language abstract to the request under the preceding subsection
(hereinafter referred to as the "foreign language file application")
shall furnish to the Commissioner of the Patent Office a translation
into Japanese of the foreign language file and foreign language abstract
within two months from the filing date of the application for a patent.
(3) Where the translation of the
foreign language file (excluding the drawings) referred to in the preceding
subsection has not been furnished within the time limit prescribed in
that subsection, the application for a patent shall be deemed withdrawn.
(4) The translation of the foreign
language file referred to in Subsection (2) is deemed to be the specification
and drawings as submitted attached to the request under the preceding
Section (2) and the translation of the foreign language abstract referred
to in Subsection (2) is deemed to be the abstract as submitted attached
to the request under the preceding Section (2).
37.
Where there are two or more inventions,
they may be the subject of a patent application in the same request
provided that these inventions are of an invention claimed in one claim
(hereinafter referred to as "the specified invention") and of
another or other inventions having the relationship as indicated below
with respect to such specified invention:
(i) inventions of which the industrial
applicability and the problem to be solved are the same as those of
the specified invention;
(ii) inventions of which the industrial
applicability and the substantial part of the features stated in the
claim are the same as those of the specified invention;
(iii) where the specified invention
relates to a product, inventions of process of manufacturing the product,
inventions of process of using the product, inventions of process used
for handling the product, inventions of machines, instruments, equipment
or other things used for manufacturing the product, inventions of products
solely utilizing the specific properties of the product, or inventions
of things used for handling the product;
(iv) where the specified invention
relates to a process, inventions of machines, instruments, equipment
or other things used directly in the working of the specified invention;
(v) inventions having a relationship
as provided for in Cabinet Order.
38. Joint applications
Where the right to obtain a patent
is owned jointly, the patent may only be applied for jointly by all
the joint owners.
39. First-to-file rule
(1) Where two or more patent applications
relating to the same invention are filed on different dates, only the
first applicant may obtain a patent for the invention.
(2) Where two or more patent applications
relating to the same invention are filed on the same date, only one
such applicant, agreed upon after mutual consultation among all the
applicants, may obtain a patent for the invention. If no agreement is
reached or no consultation is possible, none of the applicants shall
obtain a patent for the invention.
(3) Where an invention claimed
in a patent application is the same as a device claimed in a utility
model application and the applications are filed on different dates,
the patent applicant may obtain a patent only if his application was
filed before the utility model application.
(4) Where an invention claimed
in a patent application is the same as a device claimed in a utility
model application and the applications are filed on the same date, only
one applicant, agreed upon after mutual consultation between the applicants,
may obtain the patent or the utility model registration. If no agreement
is reached or no consultation is possible, the patent applicant shall
not obtain a patent for the invention.
(5) Where a patent application
or a utility model application is abandoned, withdrawn or dismissed,
or where an examiner's decision or trial decision that a patent
application is to be refused has become final and conclusive, such application
shall, for the purposes of Subsections (1) to (4), be deemed never to
have been made. However, this provision shall not apply where an examiner's
decision or a trial decision that the patent application is to be refused
under the provision of the last sentence of Subsection (2) or (4) becomes
final and conclusive.
(6) A patent application or a
utility model application filed by a person who is neither the inventor
nor the creator nor the successor in title to the right to obtain a
patent or utility model registration shall, for the purposes of Subsections
(1) to (4), be deemed not to be a patent application or a utility model
application.
(7) The Commissioner of the Patent
Office shall, in the case of Subsection (2) or (4), order the applicants
to hold consultations for an agreement under Subsection (2) or (4) and
to report the result thereof, within an adequate time limit.
(8) Where the report under the
preceding subsection is not made within the time limit designated in
accordance with that subsection, the Commissioner of the Patent Office
may deem that no agreement under Subsection (2) or (4) has been reached.
40. [Deleted]
41. Priority claim based on patent application, etc.
(1) Any person desiring a patent
may declare a priority claim for the invention claimed in a patent application
on the basis of the invention which has been disclosed in the specification
or drawings originally attached to the request (in the case where the
earlier application is a foreign language file application, the foreign
language file) of a patent or utility model application in which he
has the right to obtain a patent or utility model registration and which
has been filed earlier (hereinafter referred to as an "earlier application")
except in the following cases:
(i) the patent application concerned
is not one filed within one year from the filing date of the earlier
application;
(ii) the earlier application is
a new patent application divided out from a patent application under
Section 44(1), a patent application converted from an application under
Section 46(1) or (2), or a new utility model application divided out
from a utility model application under Section 44(1) of this Law as
applied under Section 11(1) of the Utility Model Law or a utility model
application converted from an application under Section 10(1) or (2)
of the Utility Model Law;
(iii) at the time when the patent
application concerned is filed, the earlier application has been abandoned,
withdrawn or dismissed;
(iv) at the time when the patent
application concerned is filed, the examiner's decision or the trial
decision on the earlier application has become final and conclusive;
(v) at the time when the patent
application concerned is filed, the registration of establishment referred
to in Section 14(2) of the Utility Model Law with respect to the earlier
application has been effected.
(2) For inventions which are amongst
those claimed in a patent application containing a priority claim under
Subsection (1) and which are disclosed in the specification or drawings
(in the case where the earlier application is a foreign language file
application, the foreign language file) originally attached to the request
of an earlier application whose priority is so claimed [in the case
where the earlier application contains a priority claim under Subsection
(1) or under Section 8(1) of the Utility Model Law or a priority claim
under Section 43(1) or Section 43bis(1) or (2) of this Law (including
its application under Section 11(1) of the Utility Model Law), excluding
the inventions disclosed in the document (limited to those equivalent
to the specification and drawings) submitted at the time of the filing
of the application whose priority is claimed for the earlier application],
the patent application concerned shall be deemed to have been filed
at the time when the earlier application was filed, for the purposes
of Section 29, the principal sentence of Section 29bis and Sections
30(1) to (3), 39(1) to (4), 69(2)(ii), 72, 79, 81, 82(1), 104 [including
its application under Section 65(5) (including its application under
Section 184decies(2))], and 126(4) (including its application under
Sections 17bis(5), 120quater(3) and 134(5)) of this Law, for the purposes
of Sections 7(3) and 17 of the Utility Model Law, for the purposes of
Sections 26, 31(2), and 32(2) of the Design Law (Law No. 125 of 1959)
and for the purposes of Section 29, 33bis(1) and 33ter(1) (including
its application under Section 68(3) of the Trademark Law) of the Trademark
Law (Law No. 127 of 1959).
(3) For inventions which are amongst
those disclosed in the specification or drawings (in the case of a foreign
language file application, in the foreign language file) originally
attached to the request of a patent application containing a priority
claim under Subsection (1) and which are disclosed in the specification
or drawings (in the case where the earlier application is a foreign
language file application, the foreign language file) originally attached
to the request of an earlier application whose priority is so claimed
[in the case where the earlier application contains a priority claim
under that subsection or Section 8(1) of the Utility Model Law or a
priority claim under Section 43(1) or 43bis(1) or (2) of this Law (including
its application under Section 11(1) of the Utility Model Law), excluding
the inventions disclosed in the documents (limited to those equivalent
to the specification and drawings) submitted at the time of the filing
of the application whose priority is claimed for the earlier application],
the laying open for public inspection or the Gazette containing the
Utility Model relating to the earlier application shall be deemed to
have been effected or published at the time when the publication of
the Gazette containing the Patent or the laying open for public inspection
relating to the patent application concerned was published or effected,
for the purposes of the principal sentence of Section 29bis of this
Law or the principal sentence of Section 3bis of the Utility Model Law.
(4) A person desiring to declare
a priority claim under Subsection (1) shall, simultaneously with the
patent application, submit to the Commissioner of the Patent Office
a document setting forth a statement to that effect and an identification
of the earlier application.
42. Withdrawal, etc. of earlier application
(1) The earlier application whose
priority is claimed under Section 41(1) shall be deemed to have been
withdrawn at the expiration of one year and three months from the filing
date of that earlier application. However, where that earlier application
has been abandoned, withdrawn or dismissed, where the examiner's
decision or trial decision on that earlier application has become final
and conclusive, where the registration of establishment referred to
in Section 14(2) of the Utility Model Law with respect to the earlier
application has been effected, or where all of the priority claims based
on that earlier application have been withdrawn, this provision shall
not apply.
(2) The applicant of a patent
application containing a priority claim under Section 41(1) shall not
withdraw the priority claim after the expiration of one year and three
months from the filing date of the earlier application.
(3) Where the patent application
containing a priority claim under Section 41(1) is withdrawn within
one year and three months from the filing date of the earlier application,
the priority claim shall be deemed to have been withdrawn simultaneously.
43. Priority claim under the Paris Convention
(1) A person desiring to declare
a priority claim in respect of a patent application under D(1) of Article
4 of the Paris Convention shall, simultaneously with the patent application,
submit to the Commissioner of the Patent Office a document setting forth
a statement to that effect and specifying the country party to the Paris
Convention in which the application was first filed, or considered under
C(4) of the said Article to have been first filed, or recognized under
A(2) of the said Article to have been first filed, as well as the filing
date of such application.
(2) A person who has declared
a priority claim or priority claims by virtue of the preceding subsection
shall submit a written statement to the Commissioner of the Patent Office
setting forth the filing date or dates of the application or applications,
certified by the country party to the Paris Convention in which the
application or applications were first filed, or considered under C(4)
of Article 4 of the Paris Convention to have been first filed, or recognized
under A(2) of the said Article to have been first filed, as well as
a certified copy of each of the specifications and drawings of the inventions
or a copy of each of the official gazettes or certificates having the
same contents which have been issued by the government of the member
country concerned, within one year and four months from the earliest
of the following filing dates:
(i) the filing date of said application
first filed, or of the said application considered under C(4) of Article
4 of the Paris Convention to have been first filed or of the said application
recognized under A(2) of the said Article to have been first filed;
(ii) the filing date or dates
of the said application or applications whose priority or priorities
are claimed in the case where the patent application contains a priority
claim or priority claims under Section 41(1);
(iii) the filing date or dates
of the application whose priority is so claimed, where the patent application
concerned contains other priority claim under Subsection (1) or Section
43bis(1) or (2).
(3) A person who has declared
a priority claim by virtue of Subsection (1) shall, together with the
documents referred to in the preceding subsection, submit a document
to the Commissioner of the Patent Office specifying the number of the
first application, or the application considered under C(4) of Article
4 the Paris Convention or recognized under A(2) of the said Article
to be the first application. However, when the number is not available
before the submission of the documents referred to in that subsection,
he shall submit a document setting forth the reason therefor instead
of the document referred to and shall submit a document specifying the
number as soon as it becomes available.
(4) Where a person who has declared
a priority claim by virtue of Subsection (1) fails to submit the documents
referred to in Subsection (2) within the time limit prescribed therein,
the priority claim concerned shall lose its effect.
(5) Where a person claiming a
priority under Subsection (1) specifying matters written in the documents
as referred to in Subsection (2) with the number of the application
based on the application which was filed in a country fixed by an ordinance
of the Ministry of Economy, Trade and Industry and which can be converted
by electromagnetic means (that is, electronic, magnetic and other means
which cannot be perceived by human perception) has submitted a paper
setting forth the number of the application to the Commissioner of the
Patent Office within a time limit prescribed in Subsection (2), the
documents as referred to in Subsection (2) shall be deemed to have been
filed for the purposes of the preceding two subsections.
43bis. Priority claim declared as governed by the Paris Convention
(1) A priority claim based on
an application which a person specified in the left-hand column of the
following table has filed in or for any country specified in the right-hand
column of the following table may be declared as governed by the provision
in Article 4 of the Paris Convention for an patent application:
Japanese nationals or nationals of a country party to the Paris
Convention (including nationals deemed to be the nationals of
the country party in accordance with Article 3 of the Paris Convention
- hereinafter the same in Subsection (2)).
|
Member of the World Trade Organization
|
Nationals of a Member of the World Trade Organization (meaning
the nationals of Members provided for in paragraph 3 of Article
1 of the Annex 1C to the Marrakesh Agreement Establishing the
World Trade Organization - hereinafter the same in Subsection
(2)).
|
Country party to the Paris Convention or Member of the World
Trade Organization
|
(2) A priority claim based on
an application which the nationals of a country which is neither a party
to the Paris Convention nor a Member of the World Trade Organization
(limited to the country which allows Japanese nationals to declare a
priority claim under the same condition as in Japan and which the Commissioner
of the Patent Office designates - hereinafter referred to as the "specified
country" in this subsection) and a priority claim based on an application
which Japanese nationals or the nationals of a country party to the
Paris Convention or a Member of the World Trade Organization have filed
in or for any specified country may be declared as governed by the provisions
in Article 4 of the Paris Convention for a patent application.
(3) Section 43 shall apply mutatis
mutandis to the declaration of a priority claim under Subsection (1)
or (2).
44. Division of patent applications
(1) An applicant for a patent
may divide a patent application comprising two or more inventions into
one or more new patent applications only within the time limit by which
the specification or drawings attached to the request may be amended.
(2) In such a case, the new patent
application shall be deemed to have been filed at the time of filing
of the original application. However, this provision shall not apply
where the new patent application is either another application for a
patent as referred to in Section 29bis of this Law or an application
for a patent as referred to in Section 3bis of the Utility Model Law
for the purposes of those sections and of Sections 30(4), 36bis(2),
41(4) and 43(1) (including its application under Section 43bis(3)).
(3) For the purpose of Section
43(2) (including its application in Subsection (3) of the preceding
section) where a new application is filed under the provision of Subsection
(1), "within one year and four months from the earliest of the filing
dates" in Section 43(2) shall read "within one year and four
months from the earliest of the filing dates or within three months
from the filing date of the new patent application, whichever is later."
(4) Where the new patent application
under Subsection (1) is filed, any statements or documents which have
been submitted with respect to the original patent application and which
shall be submitted with respect to the new patent application in accordance
with Section 30(4), Section 41(4) or Section 43(1) and (2) (including
its application under 43bis(3)), shall be deemed to have been submitted
to the Commissioner of the Patent Office simultaneously with the said
new patent application.
45. [Deleted]
46. Conversion of applications
(1) An applicant for a utility
model registration may convert his application into a patent application.
However, this provision shall not apply after three years from the filing
date of the application for a utility model registration.
(2) An applicant for a design
registration may convert his application into a patent application.
However, this provision shall not apply after 30 days from the transmittal
of the examiner's first decision that the design application is
to be refused or after lapse of three years from the filing date of
the design application (excluding the 30-day period counted from the
transmittal of the examiner's first decision that the application
is to be refused).
(3) The 30-day period prescribed
in the proviso to Subsection (2) shall, when the time limit prescribed
in Section 46(1) of the Design Law has been extended in accordance with
Section 4 of this Law as applied under Section 68(1) of the Design Law,
be deemed to have been extended only for that period as extended.
(4) Where the conversion of an
application under Subsection (1) or (2) has been made, the original
application shall be deemed to have been withdrawn.
(5) Section 44(2) to (4) shall
apply mutatis mutandis to the conversion of an application under Subsection
(1) or (2).
Chapter III The Examination
47. Examination by examiner
(1) The Commissioner of the Patent
Office shall have applications for patent examined by an examiner.
(2) The qualifications of examiners
shall be prescribed by Cabinet Order.
48. Exclusion of examiners
Section 139(i) to (v) and (vii)
shall apply mutatis mutandis to examiners.
48bis. Examination of patent applications
The examination of patent applications
shall be carried out upon a request for examination.
48ter. Requests for examination
(1) When a patent application
has been filed, any person may, within three years from the date thereof,
make a request for examination to the Commissioner of the Patent Office.
(2) With respect to a new patent
application resulting from the division of a patent application under
Section 44(1) or a patent application resulting from the conversion
of an application under Section 46(1) or (2), a request for examination
may be made even after the period prescribed in the preceding Subsection
(1), but only within 30 days from the division of the patent application,
or the conversion of the application.
(3) A request for examination
may not be withdrawn.
(4) When a request for examination
has not been made within the time limit prescribed therefor in Subsection
(1) or (2), the patent application concerned shall be deemed withdrawn.
48quater.
Any person desiring to make a
request for examination shall submit a written request to the Commissioner
of the Patent Office stating the following:
(i) the name and the domicile
or residence of the person making the request;
(ii) the patent application in
respect of which the request for examination is made.
48quinquies.
(1) The Commissioner of the Patent
Office shall, where a request for examination has been made before the
laying open of the application, publish such fact in the Patent Gazette
at the time when the application is laid open or as soon as possible
thereafter; where a request for examination has been made after the
laying open of the application, he shall publish such fact in the Patent
Gazette without delay.
(2) Where a request for examination
has been made by a person other than the applicant, the Commissioner
of the Patent Office shall notify the applicant accordingly.
48sexies. Preferential examination
When the Commissioner of the Patent
Office recognizes that a person other than the applicant is commercially
working the invention claimed in a patent application after the laying
open of the application, he may, if necessary, direct the examiner to
examine the application in preference to other patent applications.
49. Examiner's decision of refusal
The examiner shall make a decision
that a patent application is to be refused where it falls under any
of the following paragraphs:
(i) the amendment to the specification
or drawings attached to the request does not comply with the requirements
under Section 17bis(3);
(ii) the invention claimed in
the patent application is not patentable under Section 25, 29, 29bis,
32, 38 or 39(1) to (4);
(iii) the invention claimed in
the patent application is not patentable in accordance with the provisions
of a treaty;
(iv) the patent application does
not comply with the requirements under Section 36(4) or (6), or Section
37;
(v) when the patent application
concerned is a foreign language file application, the features disclosed
in the specification or drawings attached to the request of the patent
application do not remain within the scope of the features disclosed
in the foreign language document;
(vi) the applicant for a patent
who is not the inventor has not succeeded to the right to obtain a patent
for the invention concerned.
50. Notification of reasons for refusal
When the examiner intends to render
a decision that an application is to be refused, he shall notify the
applicant for the patent of the reasons for refusal and give him an
opportunity to submit a statement of his arguments, designating an adequate
time limit. However, in the case of Section 17bis(1)(ii), this provision
shall not apply to the case of a ruling to decline an application under
Section 53(1).
51. Examiner's decision that a patent is to be granted
When the examiner finds no reasons
for refusal with respect to the patent application, he shall render
a decision that a patent is to be granted.
52. Formal requirements of decision
(1) The examiner's decision
shall be in writing and shall state the reasons therefor.
(2) When the examiner's decision
has been rendered, the Commissioner of the Patent Office shall transmit
a copy of the decision to the applicant.
53. Declining of amendments
(1) In the case of Section 17bis(1)(ii),
where, prior to the transmittal of the examiner's decision that
a patent is to be granted, it is found that an amendment to the specification
or drawings attached to the request does not comply with Section 17bis(3)
to (5), the examiner shall decline the amendment by a ruling.
(2) The ruling to decline an amendment
under the preceding subsection shall be in writing and shall state the
reasons therefor.
(3) No appeal shall lie from a
ruling to decline an amendment under Subsection (1). However, this provision
shall not apply to the examination in a trial demanded under Section
121(1).
54. Relationship with litigation
(1) The examination procedure
may, if necessary, be suspended, until the ruling on the opposition
to the patent or the trial decision has become final and conclusive
or litigation procedure has been concluded.
(2) Where a suit or motion for
provisional attachment or provisional disposal has been filed, the court
may, if necessary, suspend the litigation procedure until the examiner's
decision or the trial decision becomes final and conclusive.
55. [Deleted] (to 63.)
Chapter IIIbis Laying Open of Applications
64. Laying open of applications
(1) After one year and six months
from the filing date of an application, the Commissioner of the Patent
Office shall lay the patent application open for public inspection,
unless the Gazette containing the Patent has already been published.
This provision shall also apply where the request for laying open of
an application under Section 64bis(1) is made.
(2) The laying open for public
inspection of a patent application shall be effected by publishing the
following particulars in the Patent Gazette. However, this provision
shall not apply to the particulars referred to in Paragraphs (iv) to
(vi) where the Commissioner of the Patent Office recognizes that the
publication of those particulars in the Patent Gazette is liable to
contravene public order or morality:
(i) the name and the domicile
or residence of the applicant;
(ii) the number and date of the
application;
(iii) the name and the domicile
or residence of the inventor;
(iv) the particulars of the specification
and the contents of the drawings attached to the request;
(v) the particulars stated in
the abstract attached to the request;
(vi) in the case of a foreign
language file application, the particulars stated in the foreign language
file and foreign language abstract;
(vii) the number and the date
of the laying open;
(viii) other necessary particulars.
(3) In the case where the Commissioner
of the Patent Office recognizes that a statement of the abstract attached
to the request does not comply with Section 36(7) or, in other cases
where he recognizes it necessary, he may, in lieu of the particulars
stated in the abstract under Subsection (2)(v), publish those prepared
by himself.
64bis. Request for laying open of applications
(1) An applicant for patent may
request the Commissioner of the Patent Office to lay his application
for patent open for public inspection, except the following cases:
(i) where the patent application
has already been laid open for public inspection;
(ii) where the patent application
is the application which has declared the priority claim referred to
in Section 43(1) or Section 43bis(1) or (2) and for which the documents
under Section 43(2) (including its application under 43bis(3)) and the
statements under Section 43(5) (including its application under 43bis(3))
have not been submitted to the Commissioner of the Patent Office;
(iii) where the patent application
is the foreign language file application for which the translation into
Japanese of the foreign language file under Section 36bis(2) has not
been submitted to the Commissioner of the Patent Office.
(2) The request for laying open
of an application may not be withdrawn.
64ter.
An applicant for a patent who
desires to request for laying open of the application, shall submit
the written request to the Commissioner of the Patent Office, stating
the following matters:
(i) the name and the domicile
or residence of the person making the request;
(ii) the patent application in
respect of which the request for laying open is made.
65. Effects of laying open of applications
(1) When an applicant for a patent
has, after the laying open of his patent application, given a warning
with a written statement setting forth the contents of the invention
claimed in the application, he may claim, against a person who has commercially
worked the invention, after the warning but before the registration
of the establishment of the patent right, the payment of compensation
in a sum of money equivalent to what he would be entitled to receive
for the working of the invention if the invention were patented. Even
in the absence of the warning, the same shall apply to a person who
commercially worked the invention before the registration of the establishment
of the patent right, knowing that the invention was claimed in the patent
application laid open for public inspection.
(2) The right to claim the compensation
under the preceding subsection may not be exercised until after the
establishment of the patent right is registered.
(3) The exercise of the right
to claim the compensation under Subsection (1) shall not preclude the
exercise of the patent right.
(4) Where a patent application
has been abandoned, withdrawn or dismissed after the laying open of
the patent application, or where the examiner's decision or a trial
decision that the patent application is to be refused has become final
and conclusive, or where the patent right has been deemed never to have
existed under Section 112(6) (except where, thereafter, the patent right
has been deemed to have existed from the beginning under Section 112bis(2)),
or where the ruling to revoke the patent under Section 114(2) has become
final and conclusive, or where, with exception of the cases coming within
the proviso to Section 125, a trial decision that the patent is to be
invalidated has become final and conclusive, the right under Subsection
(1) shall be deemed never to have arisen.
(5) Sections 101 and 104 to 105bis
of this Law and Sections 719 and 724(tort) of the Civil Code (Law No.
89 of 1896) shall apply mutatis mutandis to the exercise of the right
to claim the compensation under Subsection (1). In such a case, where
a person having the right to claim the compensation has become aware,
before the registration of the establishment of the patent right, of
the fact that the invention claimed in the patent application was being
worked and of the person working the invention, "the time when the
injured party or his legal representative became aware of such damage
and of the person causing it" in Section 724 of the said Code shall
read "the date of the registration of the establishment of the patent
right."
Chapter IV The Patent Right
1. The Patent Right
66. Registration of establishment of patent right
(1) A patent right shall come
into force upon registration of its establishment.
(2) The establishment of a patent
right shall be registered when the annual fees for the first to the
third years under Section 107(1) have been paid or exemption or deferment
of such payment has been granted.
(3) Upon registration under the
preceding subsection, the following particulars shall be published in
the Patent Gazette. However, this provision shall not apply to the particulars
listed in Paragraph (v) where the patent application has already been
laid open for public inspection:
(i) the name and the domicile
or residence of the patentee;
(ii) the number and the filing
date of the patent application;
(iii) the name and the domicile
or residence of the inventor;
(iv) the particulars stated in
the specification and the contents of the drawings attached to the request
of the application;
(v) the particulars stated in
the abstract attached to the request;
(vi) the patent number and the
date of registration of the establishment;
(vii) other necessary particulars.
(4) Section 64(3) shall apply
mutatis mutandis where the particulars stated in the abstract listed
in Section 64(3)(v) are published in the Patent Gazette under Subsection
(3).
(5) During five months after the
date of publication of the Gazette containing the Patent, the Commissioner
of the Patent Office shall make the application files and their attachments
available for public inspection at the Patent Office. However, this
provision shall not apply to documents or articles liable to injure
the reputation or peaceful existence of an individual or documents and
articles liable to contravene public order or morality, which the Commissioner
of the Patent Office considers it necessary to keep secret.
(6) Where the Commissioner of
the Patent Office is to lay open for public inspection documents or
articles other than those liable to injure the reputation or peaceful
existence of an individual or documents or articles liable to contravene
public order or morality, which the Commissioner of the Patent Office
considers it necessary to keep secret, the Commissioner shall notify
a person who has submitted the documents or articles to that effect
with a reason therefor.
67. Term of patent right
(1) The term of the patent right
shall be 20 years from the filing date of the patent application.
(2) The term of the patent right
may be extended, upon application for registration of an extension,
by a period not exceeding five years if, because of the necessity of
obtaining an approval or other disposition which is governed by provisions
in laws intended to ensure safety, etc. in the working of the patented
invention, and which is provided for in Cabinet Order as being such
that, in view of the object of the relevant disposition, proceedings,
etc., a considerable period of time is required for the proper action
for the disposition, there was a period in which it was not possible
to work the patented invention.
67bis. Registration of extension of term of patent right
(1) A person desiring to apply
for registration of an extension of the term of a patent right shall
submit to the Commissioner of the Patent Office an application stating
the following matters:
(i) the name and the domicile
or residence of the applicant;
(ii) the Patent Number;
(iii) the term of the extension
applied for (limited to a period not exceeding five years)
(iv) particulars of the disposition
as provided for in Cabinet Order referred to in Section 67(2).
(2) The application under the
preceding subsection shall be accompanied by materials which give reasons
for the extension, as provided for in an ordinance of the Ministry of
Economy, Trade and Industry.
(3) The application for registration
of an extension of the term of a patent right shall be made within the
time limit prescribed by Cabinet Order counting from the date of obtaining
the disposition provided for in Cabinet Order referred to in Section
67(2). However, the application shall not be made after the expiration
of the term of a patent right provided for in Section 67(1).
(4) Where a patent is owned jointly,
each of the joint owners may not, except jointly with the other owners,
apply for registration of an extension of the term of a patent right.
(5) Where an application for registration
of an extension of the term of a patent right is filed, the term of
the patent right shall be deemed to have been extended. However, this
provision shall not apply when the examiner's decision that the
application is to be refused has become final and conclusive or when
an extension of the term of the patent right has been registered.
(6) When an application for registration
of an extension of the term of a patent right is filed, the matters
as set forth under each of the paragraphs in Subsection (1) and the
number and the filing date of the application shall be published in
the Patent Gazette.
67bis-bis.
(1) When it is anticipated impossible
to obtain the disposition as provided for in Cabinet order referred
to in Section 67(2) by the day before six months prior to the date of
expiration of the term of a patent right as provided for in Section
67(1), a person desiring to apply for registration of an extension of
the term of a patent right shall submit by that day to the Commissioner
of the Patent Office a document stating the following matters:
(i) the name and the domicile
or residence of the person desiring the application;
(ii) the patent number;
(iii) the disposition as provided
for in Cabinet Order referred to in Section 67(2).
(2) Where the document required
to be submitted under the provision of the preceding subsection is not
submitted, application for the registration of an extension of the term
of a patent right may not be made for after six months prior to the
date of expiration of the term of a patent right as provided for in
Section 67(1).
(3) When the document referred
to in Subsection (1) is submitted, the matters set forth under each
of the paragraphs in Subsection (1) shall be published in the Patent
Gazette.
67ter.
(1) The examiner shall make a
decision that an application for registration of an extension of a patent
right is to be refused where it falls under any of the following paragraphs:
(i) where it is not deemed that
the obtaining of the disposition as provided for in Cabinet Order referred
to in Section 67(2) was necessary for the working of the patented invention;
(ii) where the disposition as
provided for in Cabinet Order referred to in Section 67(2) was not obtained
by the patentee, or an exclusive licensee or a registered non-exclusive
licensee under the patent;
(iii) where the term for which
an extension is applied exceeds the period of time during which the
patented invention could not be worked;
(iv) where the person applying
for an extension is not the patentee concerned;
(v) where the application does
not comply with the requirements of Section 67bis(4).
(2) When the examiner finds no
reasons for refusing an application for registration of an extension
of the term of a patent right, he shall render a decision that the registration
of the extension is to be made.
(3) When the examiner's decision
or the trial decision is rendered to the effect that the registration
of an extension of the term of the patent right is to be made, the registration
is made to the effect that the term of the patent right has been extended.
(4) When the registration under
the preceding paragraph is made, the following particulars shall be
published in the Patent Gazette:
(i) the name and the domicile
or residence of the patentee;
(ii) the Patent Number;
(iii) the number and the filing
date of the application for registration of the extension of the patent
right;
(iv) the date of the registration
of the extension;
(v) the term of the extension;
(vi) particulars of the disposition
as provided for in Cabinet Order referred to in Section 67(2).
67quater.
Sections 47(1), 48, 50 and 52
shall apply mutatis mutandis to the examination of an application for
registration of an extension of the term of a patent right.
68. Effects of patent right
A patentee shall have an exclusive
right to commercially work the patented invention. However, where the
patent right is the subject of an exclusive license, this provision
shall not apply to the extent that the exclusive licensee exclusively
possesses the right to work the patented invention.
68bis. Effects of the term extended patent right
The effects of the patent right
of which the term has been extended (including cases in which the term
is deemed to be extended under Section 67bis(5)) shall not extend to
acts other than the working of the patented invention concerned in respect
of the product (where, in the disposition concerned, any specific use
of such product to be used was specified, the product used for such
specific use) which was the subject of the disposition as provided for
in Cabinet Order referred to in Section 67(2) and as being the ground
for the registration of the extension.
69. Limits of patent right
(1) The effects of the patent
right shall not extend to the working of the patent right for the purposes
of experiment or research.
(2) The effects of the patent
right shall not extend to the following:
(i) vessels or aircraft merely
passing through Japan or machines, instruments, equipment or other accessories
used therein;
(ii) products existing in Japan
prior to the filing of the patent application.
(3) The effects of the patent
right for inventions of medicines (namely, products used for the diagnosis,
cure, medical treatment or prevention of human diseases - hereinafter
referred to as "medicines" in this subsection) to be manufactured
by mixing two or more medicines or for inventions of processes for manufacturing
medicines by mixing two or more medicines shall not extend to acts of
preparing medicines in accordance with the prescriptions of physicians
or dentists or to medicines prepared in accordance with the prescriptions
of physicians or dentists.
70. Technical scope of patented inventions
(1) The technical scope of a patented
invention shall be determined on the basis of the statements of the
patent claim(s) in the specification attached to the request.
(2) In the case of the preceding
subsection, the meaning of a term or terms of the patent claim(s) shall
be interpreted in the light of the specification excluding the patent
claim(s) and the drawings.
(3) In the case of Subsections
(1) and (2), no statements of the abstract attached to the request shall
be taken into account for such purpose.
71.
(1) A request for interpretation
may be made to the Patent Office with respect to the technical scope
of a patented invention.
(2) Where such a request is made,
the Commissioner of the Patent Office shall designate three trial examiners
to give the requested interpretation.
(3) Sections 131(1) and the principal
sentence of (2), 132(1) and (2), 133, 133bis, 134(1), (3) and (4), 135,
136(1) and (2), 137(2), 138, 139 (excluding (vi)), 140 to 144, 144bis(1)
and (3) to (5), 145(2) to (5), 146, 147(1) and (2), 150(1) to (5), 151
to 154, 155(1), 157 and 169(3), (4) and (6) shall apply mutatis mutandis
to the interpretation under Subsection (1). In such a case, "a trial
decision" in Section 135 shall read "a ruling", "trials
other than the trial under the preceding subsection" in Section
145(2) shall read "trial examination of interpretation", "where
public order or morality is liable to be injured thereby" in the
proviso to Section 145(5) shall read "where the trial examiner-in-chief
considers it necessary", "Section 147" in Section 151 shall
read "Section 147(1) and (2)", "before a trial decisions
becomes final and conclusive" in Section 155(1) shall read "before
the written interpretation is transmitted" respectively.
(4) No appeal shall lie from the
ruling under Section 135 as applied under the preceding subsection.
71bis.
(1) Where the Commissioner of
the Patent Office is commissioned by a court to give an expert opinion
with respect to the technical scope of a patented invention, he shall
appoint three trial examiners to give the opinion.
(2) Sections 136(1) and (2), 137(2)
and 138 shall apply mutatis mutandis to the commission therefor under
the preceding subsection.
72. Relationship with another's patented invention, etc.
When a patented invention would
utilize another person's patented invention, registered utility
model or registered design or design similar thereto under an application
filed prior to the filing date of the patent application concerned,
or when the patent right conflicts with another person's design
right or trademark right under an application for registration of a
design filed prior to the filing date of the patent application concerned,
the patentee, exclusive licensee or non-exclusive licensee shall not
commercially work the patented invention.
73. Joint patent rights
(1) Each of the joint owners of
a patent right may neither transfer his share nor establish a pledge
upon it without the consent of all the other joint owners.
(2) Each of the joint owners may,
except as otherwise prescribed by contract, work the patented invention
without the consent of the other joint owners.
(3) Each of the joint owners may
grant neither an exclusive license nor a non-exclusive license without
the consent of all the other joint owners.
74. [Deleted]
75. [Deleted]
76. Extinguishment of patent right in absence of heir
A patent right shall be extinguished
when there is no person claiming to be an heir within the period prescribed
by Section 958 of the Civil Code.
77. Exclusive licenses
(1) A patentee may grant an exclusive
license on his patent right.
(2) An exclusive licensee shall
have an exclusive right to commercially work the patented invention
to the extent laid down in the license contract.
(3) An exclusive license may be
transferred only together with the business in which it is worked, or
only with the consent of the patentee or in the case of inheritance
or other general succession.
(4) An exclusive licensee may
establish a pledge or grant a non-exclusive license on the exclusive
license only with the consent of the patentee.
(5) Section 73 shall apply mutatis
mutandis to exclusive licenses.
78. Non-exclusive licenses
(1) A patentee may grant a non-exclusive
license on his patent right.
(2) A non-exclusive licensee shall
have the right to commercially work the patented invention to the extent
prescribed in this Law or laid down by the license contract.
79. Non-exclusive license by virtue of prior use
Where, without knowledge of the
contents of an invention claimed in a patent application, a person has
made the invention by himself or, without knowledge of the invention
in the patent application, has learnt the invention from another person
who has made the invention, and has been commercially working the invention
or has been making preparations therefor in Japan at the time of filing
of the patent application, such person shall have a non-exclusive license
on the patent right limited to the extent of the patent which is being
worked or for which preparations for working are being made and to the
purpose of such working or the preparations therefor.
80. Non-exclusive license due to working prior to registration of demand
for invalidation trial
(1) A person who falls under any
of the following paragraphs and who is running a business working an
invention in Japan or preparing the business before the registration
of a demand for a trial under Section 123(1) without knowing that the
patent falls under the requirements of any of the paragraphs of that
section, shall have a non-exclusive license on the invalidated patent
right or on the exclusive license existing at the time of the invalidation
within the scope of the invention which is worked or prepared to be
worked and within the scope of the purposes of the business:
(i) where one of two or more patents
granted for the same invention has been invalidated, the original patentee;
(ii) where his patent has been
invalidated and a patent for the same invention has been granted to
the person entitled to obtain the patent, the original patentee;
(iii) in the case referred to
in Paragraphs (i) and (ii), a person who, at the time of the registration
of the demand for a trial under Section 123(1), has an exclusive license
on the patent that has been invalidated or a non-exclusive license which
is effective under Section 99(1) on the patent or exclusive right.
(2) The patentee or the exclusive
licensee shall have a right to receive a reasonable remuneration as
consideration for the non-exclusive license under the preceding subsection.
81. Non-exclusive license after expiration of design right
Where a design right under an
application for a design registration filed prior to or on the filing
date of a patent application conflicts with the patent right under the
patent application and the term of the design right has expired, the
owner of the expired design right shall, to the extent of such design
right, have a non-exclusive license on the patent right or the exclusive
license existing at the time when the design right expired.
82.
(1) Where a design right under
an application for a design registration filed prior to or on the filing
date of a patent application conflicts with the patent right under the
patent application and the term of the design right has expired, a person
who, at the time of expiration, has an exclusive license on the expired
design right or a non-exclusive license which is effective under Section
99(1), as applied under Section 28(3) of the Design Law, against the
design right or the exclusive license, shall, to the extent of the expired
right, have a non-exclusive license on the patent right concerned or
on the exclusive license existing at the time when the design right
expired.
(2) The patentee or the exclusive
licensee shall have a right to a reasonable remuneration as consideration
for the non-exclusive license under the preceding subsection.
83. Arbitration decision on grant of non-exclusive license in case
of non-working
(1) Where a patented invention
has not been sufficiently and continuously worked during a period of
three years or more in Japan, a person who intends to work the patented
invention may request the patentee or the exclusive licensee to hold
consultations on the grant of a non-exclusive license thereon. However,
this provision shall not apply unless four years have elapsed since
the filing date of the application corresponding to the patented invention.
(2) If no agreement is reached
or no consultation is possible under the preceding subsection, a person
who intends to work the patented invention may request the Commissioner
of the Patent Office for an arbitration decision.
84. Submission of written reply
Where a request has been made
for arbitration under Section 83(2), the Commissioner of the Patent
Office shall transmit a copy of the written request to the patentee
or exclusive licensee mentioned in the request or to other persons having
any registered rights relating to the patent and shall give them an
opportunity to submit a written reply, designating an adequate time
limit.
85. Hearing of Industrial Property Council, etc.
(1) Before rendering an arbitration
decision under Section 83(2), the Commissioner of the Patent Office
shall hear the views of the Council and the like (referring to the organ
prescribed in Section 8 of National Government Organization Law (Law
No. 120 of 1948)) which is to be set up by Cabinet Order.
(2) Where there is a legitimate
reason for the failure to sufficiently work the patented invention,
the Commissioner of the Patent Office shall not render an arbitration
decision ordering a non-exclusive license to be granted.
86. Formal requirements of arbitration
(1) The arbitration decision under
Section 83(2) shall be in writing and shall state the reasons therefor.
(2) An arbitration decision ordering
a non-exclusive license to be granted shall set forth the following:
(i) the scope of the non-exclusive
license;
(ii) the consideration for the
license and the method and time of payment.
87. Transmittal of copy of arbitration decision
(1) A copy of an arbitration decision
rendered under Section 83(2) shall be transmitted by the Commissioner
of the Patent Office to the parties and other persons having any registered
rights relating to the patent.
(2) When a copy of an arbitration
decision ordering a non-exclusive license to be granted has been transmitted
to the parties under the preceding subsection, an agreement in the terms
of the arbitration decision shall be deemed to have been reached by
the parties.
88. Deposit of consideration
A person who is to pay a remuneration
as consideration under Section 86(2)(ii) shall make a deposit of it
in the following case:
(i) where the person to receive
the remuneration is unwilling or unable to receive it;
(ii) where an action under Section
183(1) has been instituted with respect to the remuneration;
(iii) where the patent right or
the exclusive license is the subject of a pledge. However, this provision
shall not apply where the consent of the pledgee has been obtained.
89. Lapse of arbitration decision
Where a person who desires a non-exclusive
license fails to pay or deposit the remuneration (or the first installment
thereof where payment is to be made periodically or by installments)
within the time prescribed in the arbitration decision under Section
83(2), the arbitration decision ordering the non-exclusive license to
be granted shall lose its effect.
90. Cancellation of arbitration decision
(1) After rendering an arbitration
decision ordering a non-exclusive license to be granted under Section
83(2), when the reason for the arbitration decision is no longer applicable
or circumstances have otherwise changed and it has become to be impossible
to sufficiently support the arbitration decision or a person who has
obtained a non-exclusive license under the arbitration decision fails
to work the patented invention sufficiently, the Commissioner of the
Patent Office may cancel the arbitration decision upon the request of
the interested person or ex officio.
(2) Sections 84, 85(1), 86(1)
and 87(1) shall apply mutatis mutandis to the cancellation of the arbitration
decision under the preceding subsection and Section 85(2) shall apply
mutatis mutandis to the cancellation of the arbitration decision under
the preceding subsection when the person who has obtained a non-exclusive
license under the arbitration decision fails to work the patented invention
sufficiently.
91.
When an arbitration decision has
been cancelled under Section 90(1), the non-exclusive license shall
be extinguished.
91bis. Restriction on objections to arbitration decision
Objections to the remuneration
fixed in an arbitration decision under Section 83(2) may not be made
a ground for a request for reconsideration of the decision under the
Administrative Appeal Law (Law No. 160 of 1962).
92. Arbitration decision on grant of non-exclusive license on one's
own patented invention
(1) Where a patented invention
falls under any of the cases provided for in Section 72, the patentee
or the exclusive licensee may request the other person referred to in
that section to hold consultations on the grant of a non-exclusive license
to work the patented invention or of a non-exclusive license on the
utility model right or the design right.
(2) The other person referred
to in Section 72 who has been requested to hold the consultations under
the preceding subsection may request the patentee or the exclusive licensee
having requested the consultations to hold consultations on the grant
of a non-exclusive license within the scope of the patented invention
which the patentee or exclusive licensee desires to work by obtaining
the non-exclusive license on the patent right, the utility model right
or the design right through the consultations requested by the patentee
or the exclusive licensee.
(3) If no agreement is reached
or no consultation is possible under Subsection (1), the patentee or
the exclusive licensee may request the Commissioner of the Patent Office
for an arbitration decision.
(4) If no agreement is reached
or no consultation is possible under Subsection (2) and an arbitration
under the preceding subsection is requested, the other person referred
to in Section 72 may request the Commissioner of the Patent Office for
an arbitration decision only within the time limit which the Commissioner
of the Patent Office designates as the time limit for the other person
to submit a written reply in accordance with Section 84 as applied under
Subsection (7).
(5) If, in the case of Subsection
(3) or the preceding subsection, the grant of a non-exclusive license
would unduly injure the interests of the other person referred to in
Section 72 or the patentee or exclusive licensee, the Commissioner of
the Patent Office shall not render an arbitration decision ordering
a non-exclusive license to be granted.
(6) In the case of Subsection
(4) in addition to the case provided for in the preceding subsection,
the Commissioner of the Patent Office shall not render an arbitration
decision ordering a non-exclusive license to be granted if an arbitration
decision ordering a non-exclusive license to be granted is not rendered
with respect to the request for the arbitration decision under Subsection
(3).
(7) Sections 84, 85(1) and 86
to 91bis shall apply mutatis mutandis to the arbitration under Subsection
(3) or (4).
93. Arbitration decision on grant of non-exclusive license in public
interest
(1) Where the working of a patented
invention is particularly necessary in the public interest, a person
who intends to work the invention may request the patentee or the exclusive
licensee to hold consultations on the grant of a non-exclusive license.
(2) If no agreement is reached
or no consultation is possible under the preceding subsection, a person
who intends to work the patented invention may request the Minister
of Economy,, Trade and Industry for an arbitration decision.
(3) Sections 84, 85(1) and 86
to 91bis shall apply mutatis mutandis to the arbitration under the preceding
subsection.
94. Transfer, etc. of non-exclusive license
(1) A non-exclusive license, with
the exception of one which results from an arbitration decision under
Section 83(2), 92(3) or (4) or Section 93(2) of this Law, Section 22(3)
of the Utility Model Law or Section 33(3) of the Design Law, may be
transferred, but only together with the business in which it is worked
or only with the consent of the patentee (or the patentee and the exclusive
licensee in the case of a non-exclusive license on an exclusive license).
(2) A non-exclusive licensee may,
except in the case of a non-exclusive license resulting from an arbitration
decision under Section 83(2), 92(3) or (4) or 93(2) of this Law, Section
22(3) of the Utility Model Law or Section 33(3) of the Design Law, establish
a pledge on the non-exclusive license, but only with the consent of
the patentee (or the patentee and exclusive licensee in the case of
a non-exclusive license on an exclusive license).
(3) A non-exclusive license resulting
from an arbitration decision under Section 83(2) or 93(2) may be transferred
only together with the business in which it is worked.
(4) A non-exclusive license resulting
from an arbitration decision under Section 92(3) of this Law, Section
22(3) of the Utility Model Law or Section 33(3) of the Design Law shall
be transferred together with the patent, utility model or design right
to which the non-exclusive license is entitled, and if such right has
been transferred independently from the business in which it is worked
or extinguished, the non-exclusive license shall be extinguished simultaneously.
(5) A non-exclusive license resulting
from an arbitration decision under Section 92(4) shall be transferred
together with the patent, utility model or design right to which the
non-exclusive license is entitled and shall be extinguished at the same
time as the patent, utility model right or design right.
(6) Section 73(1) shall apply
mutatis mutandis to non-exclusive license.
95. Pledges
Where a patent right or an exclusive
or non-exclusive license is the subject of a pledge, the pledgee may
not work the patented invention unless otherwise prescribed by contract.
96.
A pledge on a patent right or
an exclusive or non-exclusive license may be exercised against the remuneration
received as consideration for the patent right or the license or against
money or goods that the patentee or exclusive licensee would be entitled
to receive for the working of the patented invention. However, an attachment
order shall be obtained prior to the payment or delivery of the money
or property.
97. Surrender of patent right, etc.
(1) Where there is an exclusive
licensee, pledgee or non-exclusive licensee under Section 35(1), 77(4)
or 78(1), a patentee may surrender his patent right only with the consent
of such person.
(2) Where there is a pledgee or
non-exclusive licensee under Section 77(4), an exclusive licensee may
surrender his license only with the consent of such person.
(3) Where there is a pledgee,
a non-exclusive licensee may surrender his license only with the pledgee's
consent.
98. Effects of registration
(1) The following shall be of
no effect unless they are registered:
(i) transfers (except those by
inheritance or other general succession), extinguishment by surrender
or restrictions on disposal of a patent right;
(ii) the grant, transfer (except
those by inheritance or other general succession), modification or extinguishment
(except those resulting from a merger or the extinguishment of the patent
right) of an exclusive license, or a restriction on the disposal thereof;
(iii) the grant, transfer (except
those by inheritance or other general succession), modification or extinguishment
(except those resulting from a merger or the extinguishment of a secured
credit) of a pledge on a patent right or exclusive license, or a restriction
on the disposal thereof.
(2) Inheritance or other general
succession under any of the preceding paragraphs shall be notified to
the Commissioner of the Patent Office without delay.
99.
(1) Once a non-exclusive license
has been registered, it shall also be effective against anyone subsequently
acquiring the patent right or the exclusive license or an exclusive
license on such a patent right.
(2) A non-exclusive license under
Section 35(1), 79, 80(1), 81, 82(1) or 176 shall be effective as under
the preceding subsection without registration.
(3) The transfer, modification,
extinguishment or restriction on disposal of a non-exclusive license
or the grant, transfer, modification, extinguishment or restriction
on disposal of a pledge relating to a non-exclusive license shall not
be effective against any third party unless it is registered.
2. Infringement
100. Injunction
(1) A patentee or exclusive licensee
may require a person who is infringing or is likely to infringe the
patent right or exclusive license to discontinue or refrain from such
infringement.
(2) A patentee or an exclusive
licensee who is acting under the preceding subsection may demand the
destruction of articles by which an act of infringement was committed
(including articles manufactured by an act of infringement in the case
of a patented invention of a process of manufacture; the same in Section
102(1)), the removal of the facilities used for the act of infringement,
or other measures necessary to prevent the infringement.
101. Acts deemed to be infringement
The following acts shall be deemed
to be an infringement of a patent right or exclusive license:
(i) in the case of a patent for
an invention of product, acts of manufacturing, assigning, leasing,
importing or offering for assignment or lease of, in the course of trade,
articles to be used exclusively for the manufacture of the product;
(ii) in the case of a patent for
an invention of a process, acts of manufacturing, assigning, leasing,
importing or offering for assignment or lease of, in the course of trade,
articles to be used exclusively for the working of such invention.
102. Presumption, etc. of amount of damage
(1) Where a patentee or exclusive
licensee claims, from a person who has intentionally or negligently
infringed the patent right or exclusive license, compensation for damage
caused to him by the infringement, and the person's act is the assignment
of articles by which the act of the infringement was committed, the
sum of money with the profit per unit of such articles multiplied by
the number of articles (hereinafter referred to in this paragraph as
the "number of assigned articles") which the patentee or exclusive
licensee could have sold in the absence of the infringement may be estimated
as the amount of damage suffered by the patentee or exclusive licensee
within a limit not exceeding an amount attainable depending on working
capability of the patentee or exclusive licensee. Where there is any
circumstance that prevents the patentee or exclusive licensee from selling
part or the whole of the number of assigned articles, a sum equivalent
to the number of assigned articles subject to that circumstance shall
be deducted.
(2) Where a patentee or exclusive
licensee claims, from a person who has intentionally or negligently
infringed the patent right or exclusive license, compensation for damage
caused to him by the infringement, the profits gained by the infringer
through the infringement shall be presumed to be the amount of damage
suffered by the patentee or exclusive licensee.
(3) A patentee or exclusive licensee
may claim, from a person who has intentionally or negligently infringed
the patent right or exclusive license, an amount of money which he would
be entitled to receive for the working of the patented invention, as
the amount of damage suffered by him.
(4) The preceding subsection shall
not preclude a claim to damages exceeding the amount referred to therein.
In such a case, where there has been neither willfulness nor gross negligence
on the part of the person who has infringed the patent right or the
exclusive license, the court may take this into consideration when awarding
damages.
103. Presumption of negligence
A person who has infringed a patent
right or exclusive license of another person shall be presumed to have
been negligent as far as the act of infringement is concerned.
104. Presumption of manufacture by patented process
In the case of a patent for an
invention of a process of manufacturing a product, where such product
was not publicly known in Japan prior to the filing of the patent application
concerned, any identical product shall be presumed to have been manufactured
by that process.
104bis Obligation to clarify relevant act in concrete manner
In a litigation directed to the
infringement of a patent right or exclusive license, where denying the
material allegation made by a patentee or an exclusive licensee to the
effect that an act of infringement is committed with reference to an
article or process, the other party shall clarify his relevant act in
concrete manner. However, this provision shall not apply when the other
party has an adequate reason for preventing him from disclosing the
same.
105. Production of documents, etc.
(1) In a litigation relating to
the infringement of a patent right or exclusive license, the court may,
upon the request of a party, order the other party to produce documents
necessary for the proof of alleged infringement or the assessment of
the damages caused by the infringement. However, this provision shall
not apply when the person possessing the documents has a legitimate
reason for refusing to produce them.
(2) Where deemed necessary in
deciding whether there is a good reason referred to in the proviso to
the preceding subsection, the court may invite the person possessing
the documents to make its presentation. In such a case, no person may
request the disclosure of the document presented.
(3) The preceding two subsections
shall apply mutatis mutandis to the presentation of the subject-matter
for the inspection necessary for the proof of the alleged infringement
in a litigation relating to the infringement of a patent right or exclusive
license.
105bis. Expert opinion for proof of damage
In a litigation relating to the
infringement of a patent right or exclusive license, where the court
orders, upon the request from a party, the expert opinion to be given
with respect to the matters necessary for the proof of the damages caused
by the infringement, the other party shall explain to the expert the
matters necessary for the expert opinion to be given.
105ter. Award of reasonable of damages
Where it is recognized that the
damage was caused in a litigation relating to the infringement of a
patent right or exclusive license, the court may award the reasonable
amount of damages, based on the entire purport of the oral argument
and the result of the taking of evidence when it is extremely difficult
to prove facts necessary for the proof of damages from the nature of
such relevant facts.
106. Measures for recovery of reputation<
Upon the request of a patentee
or exclusive licensee, the court may, in lieu of damages or in addition
thereto, order a person who has injured the business reputation of the
patentee or exclusive licensee by infringing the patent right or exclusive
license, whether intentionally or negligently, to take the measures
necessary for the recovery of the business reputation.
3. Annual Fees
107. Annual fees
(1) A person who obtains registration
of the establishment of a patent right or a patentee shall pay, as annual
fees, the amount specified in the right-hand column of the following
table corresponding to the relevant period in the left-hand column,
for each case and for each year from the date of the registration of
the establishment of the patent right to the expiration of the term
(where the term is extended by virtue of Section 67(2), the added extension
term) under Section 67(1):
Division of year
|
Amounts
|
First to third year
|
Annually, ¥13,000 plus ¥1,100 per claim
|
Fourth to sixth year
|
Annually, ¥20,300 plus ¥1,600 per claim
|
Seventh to ninth year
|
Annually, ¥40,600 plus ¥3,200 per claim
|
Tenth to twenty-fifth year
|
Annually, ¥81,200 plus ¥6,400 per claim
|
(2) The preceding subsection shall
not apply to patent rights belonging to the State or independent administrative
institutions (referring to the independent administrative institutions
prescribed in Section 2(1) of the Law concerning the General Provisions
of Independent Administrative Institutions (Law No. 103 of 1999), hereinafter
the same) which are those to be set up by Cabinet Order by taking into
consideration the substance of their business and other circumstances.
(3) The provision of Subsection
(1) shall not apply to patent right owned jointly by the State and the
independent administrative institutions prescribed by Cabinet Order
in the preceding subsection or owned jointly by the independent administrative
institutions prescribed by Cabinet Order in the same subsection.
(4) Where the State and the like (referring to the State or the
independent administrative institutions prescribed by Cabinet Order
in Subsection (2), the same in Section 195(4) and (6)) and the person
other than the State and the like (referring to the person other than
the State and the independent administrative institutions prescribed
by Cabinet Order in Subsection (2), hereinafter the same in this subsection
and the same section (6)) jointly own a patent and there is an agreement
with respect to their shares of the right, the annual fees under Subsection
(1) shall be a sum with the prescribed annual fees under Subsection
(1) multiplied by the ratios of the shares of the persons other than
the State and the like, and the persons other than the State and the
like shall pay such sum, notwithstanding the provisions of Subsection
(1).
(5) Where the amount of the annual
fees calculated in accordance with the provision of the preceding subsection
has a fractional figure less than 10 yen, that fractional figure shall
be discarded.
(6) The payment of the annual
fees under Subsection (1) shall be made by patent revenue stamps as
prescribed by an ordinance of the Ministry of Economy, Trade and Industry.
However, wherever so prescribed by an ordinance of the Ministry of Economy,
Trade and Industry, such payment may be made in cash.
108. Time limit for payment of annual fees
(1) The annual fee for each year
from the first to third year under Section 107(1) shall be paid in a
lump sum within 30 days from the date of transmittal of the examiner's
decision or the trial decision that the patent is to be granted.
(2) The annual fee for each year
from the fourth and subsequent years under Section 107(1) shall be paid
during the preceding year or prior thereto. However, where the date
of transmittal of the examiner's decision or trial decision that
the registration of an extension of the term of a patent right is to
be made (hereinafter referred to in this subsection as the "date
of transmittal") is later than a date which is thirty days prior
to the last day of the year in which the day of the expiration of the
patent right would fall if there had been no registration of an extension,
the annual fee shall be paid in lump sum, for each year from the year
following that year to the year in which the date of transmittal falls
(where there are less than thirty days from the date of transmittal
to the last day of the year in which the day of transmittal falls, to
the year following that year in which the date of transmittal falls).
(3) Upon the request of a person
liable to pay an annual fee, the Commissioner of the Patent Office may
extend the period prescribed in Subsection (1) by a period not exceeding
30 days.
109. Reduction or deferment of payment of annual fees or exemption
therefrom
Where the Commissioner of the
Patent Office recognizes that a person who is mentioned below and falls
under the requirement prescribed by Cabinet Order for a person to be
short of funds cannot afford to pay the annual fees, he may reduce the
annual fees for each year from the first to the third year under Section
107(1), exempt him therefrom or grant him deferment of payment thereof
as prescribed by Cabinet Order:
(i) the inventor of the patented
invention or the inventor's heir;
(ii) the employer etc., who has
succeeded to the right to obtain a patent from the employee, etc., where
the patent invention is an employee's invention made by the employee,
etc., as referred to in Section 35(1) and where it is provided in advance
in a contractual provision, service regulation or other stipulation
that the right to obtain a patent shall pass to the employer, etc..
110. Payment of annual fees by an interested person
(1) An interested person may pay
an annual fee even against the will of the person liable to pay.
(2) An interested person who has
paid an annual fee in accordance with the preceding subsection may demand
reimbursement of the expenditure to the extent that the person liable
to pay is actually making a profit.
111. Refund of annual fees
(1) Annual fees shall be refunded,
upon the request of the person who paid them, only in the following
cases:
(i) annual fees paid by mistake
or in excess;
(ii) the annual fees for the year
following the year in which a ruling to revoke the patent under Section
114(2) or a trial decision that the patent is to be invalidated became
final and conclusive and subsequent years;
(iii) The annual fee for the year
following the year in which the trial decision that the registration
of an extension of the term of a patent right is to be invalidated became
final and conclusive, and subsequent years (limited to that for the
year following the year in which the day of the expiration of the term
of the patent right would fall if there had been no registration of
the extension and subsequent years).
(2) No refund of annual fees under
the preceding subsection may be requested after one year from the date
of payment in the case of annual fees under Paragraph (i) above, or
after six months from the date on which a ruling to revoke the patent
under Section 114(2) or a trial decision became final and conclusive
in the case of annual fees under Paragraphs (ii) and (iii) above.
112. Late payment of annual fees
(1) Where a patentee is unable
to pay an annual fee within the time limit prescribed in Section 108(2)
or within the time limit for deferred payment under Section 109, he
may pay the annual fee belatedly within six months from the expiration
of that time limit.
(2) In the case of late payment
of an annual fee in accordance with the preceding subsection, the patentee
shall, in addition to the annual fee provided for in Section 107(1),
pay a surcharge of the same amount as the annual fee.
(3) The payment of the surcharge
under the preceding subsection shall be made by patent revenue stamps
as prescribed by an ordinance of the Ministry of Economy, Trade and
Industry. However, wherever so prescribed by an ordinance of the Ministry
of Economy, Trade and Industry, such payment may be made in cash.
(4) Where a patentee fails to
pay within the time limit for late payment under Subsection (1) an annual
fee due by the time limit prescribed in the principal sentence of Section
108(2) as well as the surcharge under Subsection (2), the patent right
shall be deemed to have been extinguished retroactively from the time
of the expiration of the time limit prescribed in the principal sentence
of Section 108(2).
(5) Where a patentee fails to
pay an annual fee under Section 108(2) and the surcharge under Subsection
(2) within the time limit for late payment under Subsection (1), the
patent right shall be deemed to have been extinguished retroactively
from the time of the lapsing of the year in which the day of the expiration
of the term of the patent right would fall if there had been no registration
of the extension.
(6) Where a patentee fails to
pay an annual fee whose payment has been deferred under Section 109,
and the surcharge under Subsection (2), within the time limit for late
payment under Subsection (1), the patent right shall be deemed never
to have existed.
112bis. Restoration of patent right by late payment of annual fees
(1) Where the patent right is
one which was deemed to have been extinguished under Section 112(4)
or (5) or which was deemed never to have existed under Section 112(6)
and the owner of the extinguished patent right is unable to pay an annual
fee and surcharge belatedly within the time limit for late payment under
Section 112(1) due to reasons outside his control, he may pay the annual
fee and surcharge referred to in Section 112(4) to (6) within 14 days
(where he is a resident abroad, within two months) from the date on
which the reasons ceased to be applicable but not later than six months
following the expiration of the said time limit.
(2) Where the annual fee and surcharge
have been paid in accordance with the preceding subsection, the patent
right shall be deemed to have been maintained retroactively from the
time of the expiration of the time limit prescribed in the principal
sentence of Section 108(2) or the lapse of the year in which the day
of the expiration of the term of the patent right falls or existed from
the beginning.
112ter. Restriction on effects of patent right restored
(1) Where a patent right has been
restored under the preceding Section (2), if the patent has been granted
for the invention of a product, the effects of the patent right shall
not extend to the product which was imported into, or manufactured or
acquired in Japan after the expiration of the time limit for late payment
under Section 112(1) but before the registration of the restoration
of the patent right.
(2) The effects of patent right
restored under the preceding Section (2) shall not extend to the following
acts after the expiration of the time limit for late payment under Section
112(1) but before the registration of the restoration of the patent
right:
(i) the working of the invention;
(ii) in the case of a patent for
an invention of product, acts of manufacturing, assigning, leasing,
importing or offering for assignment or lease of, articles to be used
exclusively for the manufacture of the product;
(iii) in the case of a patent
for an invention of a process, acts of manufacturing, assigning, leasing,
importing or offering for assignment or lease of, articles to be used
exclusively for the working of the invention.
Chapter V Opposition to the Patent
113. Opposition to the patent
Only within six months from the
publication of the Gazette containing the patent, any person may file
with the Commissioner of the Patent Office an opposition to the patent
on the grounds that the patent falls under any of the under-mentioned
paragraphs. In this context, if there are two or more claims, the opposition
may be filed for each claim. That is:
(i) where the patent has been
granted on a patent application (excluding any foreign language file
application) with an amendment which does not comply with the requirements
of Section 17bis(3);
(ii) where the patent has been
granted contrary to Section 25, 29, 29bis, 32 or 39(1) to (4);
(iii) where the patent has been
granted contrary to the provisions of a treaty;
(iv) where the patent has been
granted on a patent application which does not comply with the requirements
of Section 36(4) or (6) [excluding Paragraph (iv)];
(v) where the features disclosed
in the specification or drawings attached to a request with respect
to the patent under a foreign language file application do not remain
within the scope of the features disclosed in the foreign language file.
114. Ruling
(1) A trial concerning an opposition
and ruling thereon shall be conducted by a collegial body of three or
five trial examiners.
(2) Where it is found that a patent
concerned in the opposition falls under any of the paragraphs in the
preceding section, the trial examiners shall render a ruling that the
patent is to be revoked (hereinafter referred to as "ruling to revoke").
(3) Where a ruling to revoke has
become final and conclusive, the patent right shall be deemed never
to have existed.
(4) Where it is not found that
a patent concerned in the opposition falls under any of the paragraphs
in the preceding section, the trial examiners shall render a ruling
that the patent is to be maintained.
(5) No appeal shall lie from a
ruling under Subsection (4).
115. Formal requirements of a written opposition, etc.
(1) A person filing an opposition
shall submit a written opposition to the Commissioner of the Patent
Office stating the following:
(i) the name and the domicile
or residence of the opponent and his representative;
(ii) an identification of the
patent concerned in the opposition;
(iii) the grounds of the opposition
and an indication of the supporting evidence.
(2) An amendment of the written
opposition submitted under the preceding subsection shall not change
the gist thereof. However, this provision shall not apply to an amendment
made to the matter prescribed in Paragraph (iii) of the preceding subsection
before the expiration of the time limit prescribed in Section 113.
(3) The trial examiner-in-chief
shall transmit a copy of the written opposition to the patentee.
(4) Section 123(3) shall apply
mutatis mutandis where the opposition has been filed.
116. Designation of trial examiners, etc.
Sections 136(2) and 137 to 144
shall apply mutatis mutandis to the collegial body and trial examiners
constituting thereof under Section 114(1).
116bis. Trial clerk
(1) For each opposition to the
patent, the Commissioner of the Patent Office shall designate a trial
clerk.
(2) Section 144bis(3) to (5) shall
apply mutatis mutandis to the trial clerk under the preceding subsection.
117. Conduct of trial examination, etc.
(1) The trial examination of the
opposition shall be conducted by documentary examination. However, the
trial examiner-in-chief may decide to conduct the trial by oral trial
on a motion by the patentee, opponent or intervenor or ex officio.
(2) Sections 145(3) to (5), 146
and 147 shall apply mutatis mutandis to the oral examination in accordance
with the proviso to the preceding subsection.
(3) Where there is a ground for
interruption or suspension of the trial proceedings of an opposition
and ruling thereon on the part of one of the joint owners of a patent
right, the interruption or suspension shall have effect on all of them.
118. Intervention
(1) Any person who has a right
with respect to the patent right or any other person who has an interest
in the patent right may intervene in the trial examination, in order
to assist the patentee, until the ruling on the opposition.
(2) Sections 148(4) and (5) and
149 shall apply mutatis mutandis to the intervenor under the preceding
subsection.
119. Taking of evidence and preservation thereof
Sections 150 and 151 shall apply
mutatis mutandis to the examination and preservation of evidence in
a trial examination of opposition.
120. Trial examination ex officio
(1) In a trial examination of
an opposition, even the grounds that have not been pleaded by a patentee,
an opponent or an intervenor may be examined.
(2) In a trial examination of
an opposition, only the claims sought by the opponent may be considered
in the trial examination.
120bis. Combination or separation of trial examination
(1) The trial examinations of
two or more oppositions concerning the same patent right shall be combined,
unless the special circumstances exist.
(2) Trial examinations that have
been combined under the preceding subsection may later be conducted
separately.
120ter. Withdrawal of oppositions
(1) An opposition to the patent
may not be withdrawn after the notification under Section 120quater(1).
(2) Section 155(3) shall apply
mutatis mutandis to the withdrawal of the opposition.
120quater. Submission of arguments, etc.
(1) When the trial examiner-in-chief
intends to render a ruling to revoke, he shall notify the patentee and
intervenor of the reasons for revocation of the patent and give them
an opportunity to submit a statement of their arguments designating
an adequate time limit.
(2) The patentee may demand a
correction of the specification or drawings attached to the request
only within the time limit designated under the preceding subsection.
However, such correction is limited to the following:
(i) the restriction of a claim
or claims;
(ii) the correction of errors
in the description or incorrect translations;
(iii) the clarification of an
ambiguous description.
(3) Sections 126(2) to (4), 127,
128, 131, 132(3) and (4) and 165 shall apply mutatis mutandis to the
case of the preceding subsection. In such a case, "In the case of
Paragraphs (i) and (ii) of the proviso to Subsection (1)" in Section
126(4) shall read "In an opposition to the patent, in the case of
Paragraphs (i) or (ii) of the proviso to Section 120quater(2) which
relates to the correction with respect to the claim for which an opposition
is not filed".
120quinquies. Formal requirements of ruling
(1) The ruling on the opposition
shall be in writing and shall state the particulars mentioned below,
and the trial examiners who have rendered the ruling shall have their
names and seals affixed thereto:
(i) the number of the opposition
case;
(ii) the name and the domicile
or residence of the patentee, opponent and intervenor as well as of
their representatives;
(iii) the identification of the
patent relating to the ruling;
(iv) the conclusion of the ruling
and the reasons therefor;
(v) the date of the ruling.
(2) Once the ruling has been rendered,
the Commissioner of the Patent Office shall transmit it to the patentee,
opponent, intervenor and persons whose demand to intervene has been
refused.
120sexies. Application mutatis mutandis of provisions on trial
(1) Sections 133, 133bis, 134(4),
135, 152, 168, 169(3) to (6) and 170 shall apply mutatis mutandis to
the trial examination of the opposition and the ruling thereon.
(2) Section 114(5) shall apply
mutatis mutandis to the ruling under Section 135 as applied under the
preceding subsection.
Chapter VI Trial
121. Trial against examiner's decision of refusal
(1) A person who has received
the examiner's decision that his application is to be refused and
is dissatisfied may demand a trial thereon within 30 days from the transmittal
of the examiner's decision.
(2) Where, due to reasons outside
his control, a person is unable to demand a trial under the preceding
subsection within the time limit prescribed therein, he may, notwithstanding
that subsection, make the demand within 14 days (where he is a resident
abroad, within two months) from the date when the reasons ceased to
be applicable but not later than six months, following the expiration
of the said time limit.
122. [Deleted]
123. Trial for invalidation of patent
(1) In the following cases, a
trial may be demanded for the invalidation of a patent. In this context,
if there are two or more claims, a trial may be demanded for each claim.
The cases referred to are:
(i) where the patent has been
granted on a patent application (excluding a foreign language file application)
with an amendment which does not comply with the requirements of Section
17bis(3);
(ii) where the patent has been
granted contrary to Section 25, 29, 29bis, 32, 38 or 39(1) to (4);
(iii) where the patent has been
granted contrary to the provisions of a treaty;
(iv) where the patent has been
granted on a patent application which does not comply with the requirements
of Section 36(4) or (6) (excluding Paragraph (iv));
(v) where the features disclosed
in the specification or drawings attached to the request with respect
to the patent under a foreign language file application does not remain
within the scope of the features disclosed in the foreign language file;
(vi) where the patent has been
granted on a patent application filed by a person who is not the inventor
and has not succeeded to the right to obtain a patent for the invention
concerned;
(vii) where, after the grant of
the patent, the patentee has become a person who can no longer enjoy
a patent right under Section 25 or the patent no longer complies with
a treaty;
(viii) where the correction of
the specification or drawings attached to the request with respect to
the patent has been made contrary to the proviso to Section 126(1),
Section 126(2) to (4) (including its application under Section 120quater(3)
or Section 134(5)), the proviso to Section 120quater(2) or the proviso
to Section 134(2).
(2) Even after the extinguishment
of a patent right, a trial under the preceding subsection may be demanded.
(3) Where a trial under Subsection
(1) has been demanded, the trial examiner-in-chief shall notify the
exclusive licensee with respect to the patent right and other persons
who have any registered rights relating to the patent.
124. [Deleted]
125.
Where a trial decision that a
patent is to be invalidated has become final and conclusive, the patent
right shall be deemed never to have existed. However, where a patent
falls under Paragraph (vii) of Section 123(1) and a trial decision that
the patent is to be invalidated has become final and conclusive, the
patent right shall be deemed not to have existed from the time when
the patent first fell under that paragraph.
125bis. Trial for invalidation of registration of extension of term
(1) A trial for invalidation of
the registration of an extension of the term of a patent right may be
demanded if the registration falls under any of the following paragraphs:
(i) where the registration of
an extension has been effected in respect of an application filed in
the case when it is not deemed that the obtaining of the disposition
as provided for in Cabinet Order referred to in Section 67(2) was necessary
for the working of the patented invention;
(ii) where the registration of
an extension has been effected in respect of an application filed in
the case when the disposition as provided for in Cabinet Order referred
to in Section 67(2) was not obtained by the patentee, or an exclusive
licensee or a registered non-exclusive licensee relating to the patent;
(iii) where the term of an extension
through the registration of the extension exceeds the period of time
during which the patented invention could not be worked;
(iv) where the registration of
an extension has been effected on an application by a person who is
not the patentee concerned;
(v) where the registration of
an extension has been effected on an application which did not comply
with requirements under Section 67bis(4).
(2) Section 123(2) and (3) shall
apply mutatis mutandis to the demand for a trial under the preceding
subsection.
(3) Where a trial decision that
the registration of an extension is to be invalidated has become final
and conclusive, the extension of the term through the registration of
the extension shall be deemed never to have existed. However, where
the registration of the extension falls under Paragraph (iii) of Subsection
(1) and the trial decision that the registration of the extension of
the term exceeding the period of time during which the patented invention
could not be worked has become final and conclusive, the extension of
the term exceeding the said period of time shall be deemed not to have
existed.
126. Trial for correction
(1) The patentee, except in the
case where an opposition or a trial under Section 123(1) is pending
at the Patent Office, may demand a correction of the specification or
drawings attached to the request. However, such correction shall be
limited to the following:
(i) the restriction of a claim
or claims;
(ii) the correction of errors
in the description or of incorrect translations;
(iii) the clarification of an
ambiguous description.
(2) The correction of the specification
or drawings under the preceding subsection shall remain within the scope
of the features disclosed in the specification or drawings originally
attached to the request [in the case of the proviso (ii) to the preceding
subsection, the specification and drawings originally attached to the
request (in the case of a patent granted on a foreign language file
application, the foreign language file)].
(3) The correction of the specification
or drawings under Subsection (1) may not be such as to substantially
enlarge or modify the claim or claims.
(4) In the case of Paragraphs
(i) and (ii) of the proviso to Subsection (1), an invention constituted
by the features described in the corrected claim must be one which could
have been patented independently at the time of filing of the patent
application.
(5) A trial under Subsection (1)
may be demanded even after the extinguishment of the patent right. However,
this provision shall not apply after the patent has been revoked by
a ruling or invalidated on a trial under Section 123(1).
127.
Where there is an exclusive licensee,
a pledgee or a non-exclusive licensee under Section 35(1), 77(4) or
78(1), the patentee may demand a trial under Section 126(1) only with
the consent of such person.
128.
Where a trial decision that the
specification or drawings attached to the request are to be corrected
has become final and conclusive, the patent application, the laying
open of the application, the examiner's decision or the trial decision
that the patent is to be granted, or the registration of establishment
of the patent right shall be deemed to have been made on the basis of
the corrected specification or drawings.
129. [Deleted]
130. [Deleted]
131. Formal requirements of demands for trial
(1) A person demanding a trial
shall submit a written demand to the Commissioner of the Patent Office
stating the following:
(i) the name and the domicile
or residence of the demandant and his representative;
(ii) an identification of the
trial case;
(iii) the relief sought in the
demand and the grounds therefor.
(2) An amendment of the written
demand submitted under the preceding subsection shall not change the
gist thereof. However, this provision shall not apply with respect to
the grounds for the demand under Paragraph (iii) of the preceding subsection
except in the case where a demand is made for trials other than the
trial under Section 123(1).
(3) When a trial is demanded under
Section 126(1), the corrected specification or drawings shall be attached
to the written demand.
132. Joint trial
(1) Where two or more persons
demand a trial concerning the same patent right under Section 123(1)
or 125bis(1), the demand may be made jointly.
(2) Where a trial is demanded
against any of the joint owners of a patent right, all the joint owners
shall be made defendants.
(3) Where the joint owners of
a patent right or a right to obtain a patent demand a trial concerning
the right under joint ownership, the demand shall be made jointly by
all the joint owners.
(4) Where there is a ground for
interruption or suspension of the trial proceedings on the part of one
of the demandants under Subsection (1) or the preceding subsection or
one of the defendants under Subsection (2), the interruption or suspension
shall have effect on all of them.
133. Dismissal by ruling in the case of non-compliance with formal
requirements
(1) Where a demand does not comply
with Section 131(1) or (3), the trial examiner-in-chief shall invite
the demandant to amend the demand, designating an adequate time limit.
(2) Subject to the preceding subsection,
the trial examiner-in-chief may invite an amendment to a procedure relating
to a trial, designating an adequate time limit in the following cases:
(i) when the requirements of Section
7(1) to (3) or 9 have not been complied with;
(ii) when the formal requirements
specified in this Law or in an order or ordinance thereunder have not
been complied with;
(iii) when the fees due to be
paid under Section 195(1) or (2) have not been paid with respect to
a procedure.
(3) The trial examiner-in-chief
shall dismiss the procedure by a ruling where a person whom he has invited
to make an amendment to a procedure relating to a trial fails to make
the amendment within the time limit designated under the preceding subsections.
(4) A ruling under the preceding
subsection shall be in writing and shall state the reasons therefor.
133bis. Dismissal of irregular procedure
(1) The trial examiner-in-chief
may dismiss a irregular procedure relating to a trial (excluding a demand
for a trial) by a ruling which cannot be amended.
(2) When the trial examiner-in-chief
intends to dismiss the procedure in accordance with the preceding subsection,
he shall notify the person who is proceeding of the reasons for dismissal
and give him an opportunity to submit a statement of explanation, designating
an adequate time limit.
(3) A ruling under Subsection
(1) shall be in writing and state the reasons therefor.
134. Submission of written reply, etc.
(1) When a trial has been demanded,
the trial examiner-in-chief shall transmit a copy of the written demand
to the defendant, and shall give him an opportunity to submit a written
reply, designating an adequate time limit.
(2) The defendant in the trial
under Section 123(1) may demand a correction of the specification or
drawings attached to the request only within the time limit designated
under the preceding subsection or Section 153(2). However, such correction
is limited to the following:
(i) the restriction of a claim
or claims;
(ii) the correction of errors
in the description or of incorrect translations;
(iii) the clarification of an
ambiguous description.
(3) Upon receipt thereof, the
trial examiner-in-chief shall transmit to the demandant a copy of the
written reply or the corrected specification or drawings attached to
the written demand under the preceding subsection.
(4) The trial examiner-in-chief
may examine the parties and intervenors with respect to the trial.
(5) Sections 126(2) to (5), 127,
128, 131, 132(3) and (4) and 165 shall apply mutatis mutandis to the
case of Subsection (2). In such a case, "In the case of Paragraphs
(i) and (ii) of the proviso to Subsection (1)" in Section 126(4)
shall read "In a trial under Section 123(1), in the case of Paragraph
(i) or (ii) of the proviso to the Section 134(2) which relates to the
correction with respect to the claim for which an trial under the said
Subsection (1) is not demanded".
135. Dismissal of irregular demand by trial decision
An irregular demand for a trial
which cannot be amended may be dismissed by a trial decision without
giving the defendant an opportunity to submit a written reply.
136. Collegial system in trial
(1) A trial shall be conducted
by a collegial body of three or five trial examiners.
(2) The collegial body referred
to in Subsection (1) shall take its decisions by a majority vote.
(3) The qualification of trial
examiners shall be prescribed by Cabinet Order.
137. Designation of trial examiners
(1) For each trial (but in the
case of a trial where the examiner examines a demand in accordance with
Section 162, only when a report under Section 164(3) has been made),
the Commissioner of the Patent Office shall designate the trial examiners
constituting the collegial body under Section 136(1).
(2) When any trial examiner designated
in accordance with the preceding subsection is unable to participate
in the trial, the Commissioner of the Patent Office shall relieve him
of such designation and appoint another trial examiner to take his place.
138. Trial examiner-in-chief
(1) The Commissioner of the Patent
Office shall designate one of the trial examiners designated under Section
137(1) as the trial examiner-in-chief.
(2) The trial examiner-in-chief
shall preside over matters relating to the trial.
139. Exclusion of trial examiners
In any of the following cases,
trial examiners shall be precluded from performing their functions:
(i) where the trial examiner or
his spouse or former spouse is or was a party, an intervenor or an opponent
in the case;
(ii) where the trial examiner
is or was a relative by blood within the fourth degree, a relative by
affinity within the third degree or a relative cohabiting with a party,
an intervenor or an opponent in the case;
(iii) where the trial examiner
is a guardian, a supervisor of the guardian, a curator, a supervisor
of the curator, an assistant or a supervisor of the assistant of a party,
an intervenor or an opponent in the case;
(iv) where the trial examiner
has become a witness or an expert witness in the case;
(v) where the trial examiner is
or was a representative of a party, an intervenor or an opponent in
the case;
(vi) where the trial examiner
participated as an examiner in the examiner's decision which is
challenged in the case;
(vii) where the trial examiner
has a direct interest in the case.
140.
Where there is a ground for exclusion
under Section 139, a party or an intervenor may present a motion of
exclusion.
141. Challenge of trial examiner
(1) Where there are circumstances
preventing a fair trial on the part of a trial examiner, a party or
an intervenor may challenge him.
(2) After he has made a written
or oral statement to a trial examiner with regard to the case, a party
or an intervenor may not challenge him. However, this provision shall
not apply where the party or intervenor did not know that there was
a ground for challenge or where a ground for challenge arose subsequently.
142. Formal requirements of motion of exclusion or challenge
(1) A person who presents a motion
of exclusion or challenge shall submit a document to the Commissioner
of the Patent Office setting forth the grounds therefor. However, in
the oral trial examination, this procedure may be carried out orally.
(2) The ground for exclusion or
challenge shall be substantiated within three days from the date on
which the motion under the preceding subsection was presented. This
provision shall also apply in the case of the proviso to Section 141(2).
143. Ruling on motion of exclusion or challenge
(1) When a motion of exclusion
or challenge has been made, the trial examiners other than the trial
examiner concerned in the motion shall render a ruling thereon through
a trial. However, the trial examiner concerned in the motion may state
his opinion.
(2) The ruling under the preceding
subsection shall be in writing and state the reasons therefor.
(3) No appeal shall lie from the
ruling under Subsection (1).
144.
When a motion of exclusion or
challenge has been presented, the trial proceedings shall be suspended
until a ruling thereon. However, this provision shall not apply to matters
requiring urgent attention.
144bis. Trial clerk
(1) For each trial (but in the
case of a trial where the examiner examines a demand in accordance with
Section 162, only when a report under Section 164(3) has been made),
the Commissioner of the Patent Office shall designate the trial clerk.
(2) The qualification of trial
clerk shall be prescribed by Cabinet Order.
(3) When the trial clerk designated
in accordance with Subsection (1) is unable to participate in the trial,
the Commissioner of the Patent Office shall relieve him of such designation
and designate another trial clerk to take his place.
(4) The trial clerk will do the
office for preparing records and their transmittal as well as the other
office under the direction of the trial examiner-in-chief with respect
to the trial.
(5) Sections 139 (excluding Paragraph
(vi)) and 140 to 144 shall apply mutatis mutandis to the trial clerk.
In such a case, the trial clerk who is concerned in the motion of exclusion
or challenge, may not participate in the trial with respect to the exclusion
or challenge.
145. Conduct of trial examination
(1) The trial under Section 123(1)
or 125bis(1) shall be conducted by oral trial examination. However,
the trial examiner-in-chief may decide to conduct the trial by documentary
examination on a motion by a party or an intervenor or ex officio.
(2) Trials other than the trial
under the preceding subsection shall be conducted by documentary examination.
However, the trial examiner-in-chief may decide to conduct the trials
by oral examination on a motion by a party or ex officio.
(3) Where a trial is conducted
by oral examination in accordance with Subsection (1) or the proviso
to the preceding subsection, the trial examiner-in-chief shall fix the
date and place thereof and summon the intervenor.
(4) The provision of Section 94
of the Code of Civil Procedure (summon on a fixed date) shall apply
mutatis mutandis to a summon on a fixed date as prescribed in the preceding
paragraph.
(5) The oral examination under
Subsection (1) or the proviso to Subsection (2) shall be conducted in
public. However, this provision shall not apply where public order or
morality is liable to be injured thereby.
146.
Section 154 (attendance of an
interpreter, etc.) of the Code of Civil Procedure shall apply mutatis
mutandis to the trial.
147. Records
(1) With respect to a trial by
oral examination under Section 145(1) or the proviso to Section 145(2),
the trial clerk shall prepare the record setting forth the gist of the
trial examination and other necessary matters whenever a trial take
place.
(2) Where the trial clerk is ordered
by the trial examiner-in-chief with respect to the preparation of the
record or the change in the record, if he recognizes that the preparation
or the change is not legitimate, he may add his opinion.
(3) Section 160(2) and (3) (record
of oral argument) of the Code of Civil Procedure shall apply mutatis
mutandis to the record under Subsection (1).
148. Intervention
(1) Any person who may demand
a trial under Section 132(1) may intervene in the trial as a demandant
until the conclusion of the trial.
(2) An intervenor under the preceding
subsection may continue the trial proceedings even after the demand
for the trial has been withdrawn by the original party.
(3) Any person who has an interest
in the result of the trial may intervene in the trial, in order to assist
one of the parties, until the conclusion of the trial.
(4) An intervenor under the preceding
subsection may initiate and take part in any procedure relating to the
trial.
(5) Where there is a ground for
interruption or suspension of the trial proceedings on behalf of the
intervenor under Subsection (1) or (3), the interruption or suspension
shall also be effective against the original party.
149.
(1) A person desiring to intervene
shall submit a written demand to intervene to the trial examiner-in-chief.
(2) The trial examiner-in-chief
shall transmit the demand to intervene to the parties and the intervenors
and give them an opportunity to express their opinions, designating
an adequate time limit.
(3) Where a demand to intervene
is made, the trial examiner in the trial concerned shall render a ruling
thereon through a trial.
(4) The ruling under the preceding
subsection shall be in writing and state the reasons therefor.
(5) No appeal shall lie from the
ruling under Subsection (3).
150. Taking of evidence and preservation thereof
(1) With respect to a trial, evidence
may be taken on a motion by a party or an intervenor, or ex officio.
(2) With respect to a trial, evidence
may be preserved on a motion by an interested person, before the demand
for the trial is made, and on a motion by any party or intervenor, or
ex officio, during the pendency of the trial.
(3) The motion before the demand
for a trial under the preceding subsection shall be presented to the
Commissioner of the Patent Office.
(4) Where a motion has been presented
under Subsection (2) before the demand for a trial, the Commissioner
of the Patent Office shall designate the trial examiner and the trial
clerk in charge of preserving the evidence.
(5) Where evidence has been taken
or preserved ex officio under Subsection (1) or (2), the trial examiner-in-chief
shall notify the parties and the intervenors of the result thereof and
shall give them an opportunity to state their opinion, designating an
adequate time limit.
(6) The taking or preservation
of evidence under Subsection (1) or (2) may be entrusted to a local
court or a court with summary jurisdiction in the place where the case
is to be handled.
151.
Section 147 of this Law and Section
93(1) (designation of a date), Section 94 (summon on a fixed date),
Sections 179 to 181, Sections 183 to 186, Section 188, Section 190,
Section 191, Sections 195 to 198, Section 199(1), Sections 201 to 204,
Section 206, Section 207, Sections 210 to 213, Section 214(1) to (3),
Section 215 to 222, Section 223(1) to (3), Sections 226 to 228, Section
229(1) to (3), Section 231, Section 232(1), Section 233, Section 234,
Sections 236 to 238, Sections 240 to 242 (evidence) and Section 278
(production of a written statement in place of a hearing) shall apply
mutatis mutandis to the taking of evidence and preservation thereof
as prescribed in the preceding section. In such a case, the "facts
that the party admitted in court and the obvious facts therein"
in Section 179 shall read "obvious facts" and the "Supreme
Court Rules" in Section 204 shall read an "ordinance of the
Ministry of Economy, Trade and Industry."
152. Trial examination ex officio
Even where a party or an intervenor
fails to initiate a procedure within the time limit prescribed by law
or designated in accordance with the law or fails to appear in accordance
with Section 145(3), the trial examiner-in-chief may proceed with the
trial proceedings.
153.
(1) In a trial, even grounds that
have not been pleaded by a party or an intervenor may be examined.
(2) Where in the trial examination
grounds that have not been pleaded by a party or an intervenor are being
examined in accordance with the preceding subsection, the trial examiner-in-chief
shall notify the parties and the intervenors of the result of the trial
examination and give them an opportunity to state their opinion thereon,
designating an adequate time limit.
(3) In a trial, only the relief
sought by the demandant may be considered in the trial examination.
154. Combination or separation of trials
(1) When one or both of the parties
to two or more trials are the same, the trial examinations may be combined.
(2) Trial examinations that have
been combined under the preceding subsection may later be conducted
separately.
155. Withdrawal of demand for trial
(1) A demand for a trial may be
withdrawn before a trial decision becomes final and conclusive.
(2) A demand for a trial may not
be withdrawn, without the consent of the adverse party, after the written
reply under Section 134(1) has been submitted.
(3) When a demand for a trial
under Section 123(1) has been made with regard to two or more claims
covered by a patent which has two or more claims, the demand may be
withdrawn for any of the claims.
156. Notification of conclusion of trial examination
(1) When a case is ready for the
rendering of a trial decision, the trial examiner-in-chief shall notify
the parties and the intervenors of the conclusion of the trial examination.
(2) The trial examiner-in-chief
may, if necessary, reopen a trial examination, upon a motion by a party
or an intervenor, or ex officio, even after the notification under the
preceding subsection.
(3) The trial decision shall be
rendered within 20 days from the notification under Subsection (1).
However, this provision shall not apply where the case is complicated
or where there are unavoidable circumstances.
157. Trial decision
(1) When a trial decision has
been rendered, the trial shall be closed.
(2) The trial decision shall be
in writing and state the particulars mentioned below:
(i) the number of the trial;
(ii) the name and the domicile
or residence of the parties and the intervenors as well as of their
representatives;
(iii) an identification of the
trial case;
(iv) the conclusions of the trial
decision and the reasons therefor;
(v) the date of the trial decision.
(3) Once it has been rendered,
the Commissioner of the Patent Office shall transmit the trial decision
to the parties, the intervenors and persons whose demand to intervene
has been refused.
158. Special provisions for trials against examiner's decision
of refusal
Any action taken during the examination
procedure shall also be relevant in the trial under Section 121(1).
159.
(1) Section 53 shall apply mutatis
mutandis to the trial under Section 121(1). In such a case, "Section
17bis(1)(ii)" in Section 53(1) shall read "Section 17bis(1)(ii)
or (iii)," and "an amendment" in Section 53(1) shall read
"an amendment (in the case of Section 17bis(1)(ii), excluding the
amendment made prior to the demand for the trial under Section 121(1))."
(2) Section 50 shall apply mutatis
mutandis where a reason for refusal which was not contained in the examiner's
decision is found in the trial under Section 121(1). In such a case,
"in the case of Section 17bis(1)(ii)" in the provisions of the
proviso to Section 50 shall read "in the case of Section 17bis(1)(ii)
or (iii) (in the case of Section 17bis(1)(ii), excluding the amendment
made prior to the demand for the trial under Section 121(1))."
(3) Sections 51 and 67ter(2) shall
apply mutatis mutandis where a demand for a trial under Section 121(1)
is to be allowed.
160.
(1) Where an examiner's decision
has been cancelled in a trial under Section 121(1), a trial decision
may be made to order a further examination to be carried out.
(2) The adjudication in the trial
decision under the preceding subsection shall be binding on the examiner
with respect to the case concerned.
(3) Section 159(3) shall not apply
where a trial decision under Subsection (1) is rendered.
161.
Sections 134(1) to (3) and (5),
148 and 149 shall not apply to a trial under Section 121(1).
162.
Where, in the case of a demand
for a trial under Section 121(1), an amendment has been made to the
specification or drawings attached to the request in the patent application
concerned within 30 days of such demand, the Commissioner of the Patent
Office shall cause the examiner to examine the demand.
163.
(1) Sections 48, 53, and 54 shall
apply mutatis mutandis to the examination under Section 162. In such
a case, "Section 17bis(1)(ii)" in Section 53(1) shall read "Section
17bis(1)(ii) or (iii)," and "an amendment" in Section 53(1)
shall read "an amendment (in the case of Section 17bis(1)(ii), excluding
the amendment made prior to the demand for the trial under Section 121(1))."
(2) Section 50 shall apply mutatis
mutandis where a reason for refusal which was not contained in the examiner's
decision concerned in the demand for a trial is found in the examination
under Section 162. In such a case, "in the case of Section 17bis(1)(ii)"
in the provisions of the proviso to Section 50 shall read "in the
case of Section 17bis(1)(ii) or (iii) (in the case of Section 17bis(1)(ii),
excluding the amendment made prior to the demand for the trial under
Section 121(1))."
(3) Sections 51 and 52 shall apply
mutatis mutandis where a demand for a trial is to be allowed in the
examination under Section 162.
164.
(1) When the examiner renders
a decision that a patent is to be granted in the examination under Section
162, he shall cancel his decision of refusal concerned in the demand
for the trial.
(2) Except in the case provided
for in the preceding subsection, the examiner shall not render a ruling
to decline an amendment under Section 53(1) as applied under Section
163(1).
(3) Except in the case provided
for in Subsection (1), the examiner shall make a report to the Commissioner
of the Patent Office on the result of the examination without rendering
a decision with respect to the demand for a trial.
165. Special provisions for trials for correction
Where a demand for a trial under
Section 126(1) does not relate to any of the matters in the proviso
to that subsection or does not comply with Section 126(2) to (4) of
that section, the trial examiner-in-chief shall notify the demandant
of the reasons therefor and shall designate an adequate time limit and
give him an opportunity to submit his views in writing, designating
an adequate time limit.
166.
Sections 134(1) to (3) and (5),
148 and 149 shall not apply to the trial under Section 126(1).
167. Effects of trial decision
When a final and conclusive trial
decision in a trial under Section 123(1) or 125bis(1) has been registered,
no one may demand a trial on the basis of the same facts and the same
evidence.
168. Relationship with litigation
(1) The trial proceedings may,
if it is deemed necessary in the trial, be suspended until the ruling
on the opposition to the patent or the trial decision in another trial
has become final and conclusive or litigation proceedings have been
concluded.
(2) Where a suit or an application
for provisional attachment or provisional disposal has been filed, if
the court deems it necessary, it may suspend the proceedings until a
trial decision has become final and conclusive.
(3) Where an action with respect
to infringement of a patent right or an exclusive license has been instituted,
the court shall accordingly notify the Commissioner of the Patent Office.
The same shall apply where the litigation proceedings have been concluded.
(4) Where the Commissioner of
the Patent Office receives the notification under the preceding subsection,
he shall notify the court of a demand or nondemand for the trial with
respect to the patent right. The same shall apply where the written
demand for a trial is ruled to be dismissed, the trial decision is rendered
or the demand for the trial is withdrawn.
169. Costs of trial
(1) The bearing of the costs in
connection with a trial under Section 123(1) or 125bis(1) shall be decided
ex officio by way of the trial decision where the trial is terminated
by a trial decision or by a ruling in the trial where the trial is terminated
otherwise by a trial decision.
(2) Sections 61 to 66, 69(1) and
(2), 70 and 71(2) (bearing of litigation costs) of the Code of Civil
Procedure shall apply mutatis mutandis to the costs in connection with
the trial under the preceding subsection. In such a case, the "Supreme
Court Rules" in Section 71 of the same Code shall read an "ordinance
of the Ministry of Economy, Trade and Industry."
(3) The costs in connection with
the trial under Section 121(1) or 126(1) shall be borne by the demandant
or the opponent.
(4) Section 65 (costs of joint
litigation) of the Code of Civil Procedure shall apply mutatis mutandis
to the costs borne by the demandant or the opponent under the preceding
subsection.
(5) The amount of costs in connection
with a trial shall be decided by the Commissioner of the Patent Office,
upon request, after the trial decision or the ruling has become final
and conclusive.
(6) The extent, amount and payment
of the costs of a trial as well as the payment necessary for procedural
acts for the trial to be effected shall be governed by the provisions
in the Law on Civil Procedure Costs, etc. (Law No. 40 of 1971) which
relate to these matters, unless they are incompatible with their nature
(with the exception of the proportions laid down in Chapter II, Parts
1 and 3 of that Law).
170. Executory force of ruling on amount of costs
A final and conclusive ruling
on the costs in connection with a trial shall have the same effect as
an enforceable title of liability.
Chapter VII Retrial
171. Demand for retrial
(1) Against a final and conclusive
ruling to revoke a patent or trial decision, the party concerned or
an intervenor may demand a retrial.
(2) Sections 338(1) and (2) and
339 (grounds for retrial) of the Code of Civil Procedure shall apply
mutatis mutandis to the demand for a retrial under the preceding subsection.
172.
(1) Where the demandant and the
defendant in a trial have in collusion caused a trial decision to be
rendered, with the purpose of injuring the rights or interests of a
third person, such person may demand a retrial against the final and
conclusive trial decision.
(2) In such a retrial, the demandant
and the defendant shall be made joint defendants.
173. Time limit for demand for retrial
(1) A retrial must be demanded
within 30 days from the date on which the demandant became aware of
the grounds for the retrial after the ruling to revoke a patent or trial
decision became final and conclusive.
(2) Where, due to reasons outside
his control, a person is unable to demand a retrial within the time
limit prescribed in the preceding subsection, he may, notwithstanding
that subsection, make the demand within 14 days (where he is a resident
abroad, within two months) from the date when the reasons ceased to
be applicable but not later than six months following the expiration
of the said time limit.
(3) Where a retrial is demanded
on the ground that the demandant was not represented in accordance with
the legal provisions applicable, the time limit provided for in Subsection
(1) shall be counted from the day following the date on which the demandant
or his legal representative became aware that the ruling to revoke a
patent or trial decision had been rendered due to the transmittal of
a copy thereof.
(4) No demand for a retrial may
be made after the expiration of three years from the date on which the
ruling to revoke a patent or trial decision became final and conclusive.
(5) Where a ground for a retrial
has arisen after the ruling to revoke a patent or trial decision became
final and conclusive, the time limit prescribed in the preceding subsection
shall be counted from the day following the date on which the ground
first arose.
(6) Subsections (1) and (4) shall
not apply to a demand for a retrial made on the ground that the trial
decision conflicts with a final and conclusive trial decision previously
rendered.
174. Application mutatis mutandis of provisions on trial, etc.
(1) Sections 114, 116 to 120,
120quater to 120sexies, 131, 132(3), 154, 155(1) and (3), and 156 shall
apply mutatis mutandis to a retrial against a final and conclusive ruling
to revoke a patent.
(2) Sections 131, 132(3) and (4),
133, 133bis, 134(4), 135 to 147, 150 to 152, 155(1), 156 to 160, 168,
169(3) to (6), and 170 shall apply mutatis mutandis to a retrial against
a final and conclusive trial decision in a trial under Section 121(1).
(3) Sections 131, 132(1), (2)
and (4), 133, 133bis, 134(1), (3) and (4), 135 to 152, 154 to 157, 167,
168, 169(1), (2), (5) and (6), and 170 shall apply mutatis mutandis
to a retrial against a final and conclusive trial decision in a trial
under Section 123(1) or 125bis(1).
(4) Sections 131, 132(3) and (4),
133, 133bis, 134(4), 135 to 147, 150 to 152, 155(1), 156, 157, 165,
168, 169(3) to (6), and 170 shall apply mutatis mutandis to a retrial
against a final and conclusive trial decision in a trial under Section
126(1).
(5) Section 348(1) (scope of examination)
of the Code of Civil Procedure shall apply mutatis mutandis to retrials.
175. Restriction on effects of patent right restored by retrial
(1) Where a patent right relating
to a revoked or invalidated patent or a patent right relating to the
invalidated registration of an extension of the term thereof has been
restored through a retrial or where the establishment of a patent right
or the extension of the term of a patent right with respect to a patent
application or an application for registration of an extension of the
term of a patent right which was refused by a trial decision has been
registered through a retrial, and where the patent has been granted
for the invention of a product, the effects of the patent right shall
not extend to any product imported into, or manufactured or acquired
in Japan, in good faith after the time when the trial decision became
final and conclusive but before the demand for a retrial was registered.
(2) Where a patent right relating
to a revoked or invalidated patent or a patent right relating to the
invalidated registration of an extension of the term thereof has been
restored through a retrial or where the establishment of a patent right
or the extension of the term of a patent right with respect to a patent
application or an application for registration of an extension of the
term of a patent right which was refused by a trial decision has been
registered through a retrial, the effects of the patent right shall
not extend to the following acts:
(i) the working of the invention
in good faith;
(ii) in the case of a patent for
an invention of product, acts of manufacturing, assigning, leasing,
importing or offering for assignment or lease of, in good faith, articles
to be used exclusively for the manufacture of the product;
(iii) in the case of a patent
for an invention of a process, acts of manufacturing, assigning, leasing,
importing or offering for assignment or lease of, in good faith, articles
to be used exclusively for the working of such invention.
176.
Where a patent right relating
to a revoked or invalidated patent or a patent right relating to the
invalidated registration of an extension of the term thereof has been
restored through a retrial or where the establishment of a patent right
or the extension of the term of a patent right with respect to a patent
application or an application for registration of an extension of the
term of a patent right which was refused by a trial decision has been
registered through a retrial, and where a person has, in good faith,
been commercially working the invention in Japan or has, in good faith,
been making preparations therefor, after the ruling to revoke the patent
trial decision became final and conclusive but before the registration
of the demand for a retrial, such person shall have a non-exclusive
license on the patent right, the license being limited to the invention
which is being worked or for which preparations for working are being
made and to the purpose of such working or the preparations therefor.
177. [Deleted]
Chapter VIII Litigation
178. Actions against trial decisions, etc.
(1) An action against a ruling
to revoke a patent, a trial decision, or a ruling to dismiss a written
opposition or a demand for a trial or retrial shall come under the exclusive
jurisdiction of the Tokyo High Court.
(2) An action under Subsection
(1) may be instituted only by a party, an intervenor, or a person whose
application for intervention in the examination of the opposition to
the grant of the patent, in the trial, or in the retrial has been refused.
(3) An action under Subsection
(1) may not be instituted after 30 days from the date of transmittal
of the trial decision or the ruling.
(4) The time limit prescribed
in the preceding subsection shall be invariable.
(5) The trial examiner-in-chief
may ex officio designate a period additional to the invariable period
under the preceding subsection for the benefit of a person residing
in a place that is remote or difficult of access.
(6) An action with regard to the
matters on which a trial may be demanded may be instituted only against
a trial decision.
179. Defendant in the action
In an action under Section 178(1),
the Commissioner of the Patent Office shall be the defendant. Provided,
however, that in the case of an action against a trial decision in a
trial under Section 123(1) or 125bis(1) or in a retrial under Section
171(1) against a final and conclusive trial decision in such trial,
the demandant or the defendant in the trial or retrial shall be the
defendant.
180. Notification of institution of action
When an action referred to in
the proviso to Section 179 has been instituted, the court shall, without
delay, notify the Commissioner of the Patent Office accordingly.
181. Annulment of the trial decision or ruling
(1) Where the court finds for
the plaintiff in an action instituted under Section 178(1), it shall
annul the trial decision or ruling.
(2) When the court's decision
annulling a trial decision or ruling under the preceding subsection
has become final and conclusive, the trial examiner shall carry out
a further trial examination and render a trial decision or ruling.
182. Sending of certified copy of the judgment
At the end of the proceedings
initiated by the action referred to in the proviso to Section 179, the
court shall send a certified copy of the judgment of the court concerned
to the Commissioner of the Patent Office without delay.
183. Action on amount of remuneration
(1) Where a person who is concerned
in an arbitration decision under Section 83(2), 92(3) or (4) or 93(2)
is dissatisfied with the amount of remuneration fixed in the decision,
he may institute an action for the increase or decrease of the remuneration.
(2) An action under the preceding
subsection shall not be instituted after three months from the transmittal
of the arbitration decision.
184. Defendant in the action
In an action under Section 183(1),
the following person shall be made the defendant:
(i) in the case of an arbitration
under Section 83(2), 92(4) or 93(2), the non-exclusive licensee, patentee
or exclusive licensee;
(ii) in the case of an arbitration
under Section 92(3), the non-exclusive licensee or the other person
referred to in Section 72.
184bis. Relationship between administrative appeal and litigation
An action for the annulment of
measures (with the exception of measures referred to in Section 195quater)
taken under this Law or an order or ordinance thereunder may be instituted
only after a request for reconsideration or a request for administrative
appeal or an arbitration decision against the measure has been dealt
with by a decision or a ruling.
Chapter IX Special Provisions concerning International Applications
under the Patent Cooperation Treaty
184ter. Patent application based on international application
(1) An international application
(a patent application only) for which the international filing date
has been accorded in accordance with Article 11(1) or (2)(b) or Article
14(2) of the Patent Cooperation Treaty done at Washington on June 19,
1970 (hereinafter referred to as "Treaty" in this Chapter) and
which contains the designation of Japan as a designated State referred
to in Article 4(1)(ii) of the Treaty shall be considered to be a patent
application having been filed on its international filing date.
(2) Section 43 shall not apply
to the international application considered to be a patent application
by virtue of the provision of the preceding subsection (hereinafter
referred to as "international patent application").
184quater. Translation of international patent application in foreign
language
(1) The applicant of an international
patent application made in a foreign language (hereinafter referred
to as "foreign language patent application") shall furnish to
the Commissioner of the Patent Office a translation into Japanese of
the description, the claims and the drawings (limited to any text matter
of the drawings) and the abstract referred to in Article 3(2) of the
Treaty as of the international filing date referred to in Section 184ter(1)
(hereinafter referred to as "international filing date"), within
one year and eight months (to as "priority date") [in the case
of an international patent application in which an international preliminary
examination referred to in Article 33 of the Treaty had been demanded
within one year and seven months from the priority date and, further,
Japan has been elected as an elected State under Article 31(4)(a) of
the Treaty - within two years and six months from the priority date
(hereinafter referred to as "time limit for the submission of the
national form paper")] from the priority date referred to in Article
2(xi) of the Treaty (hereinafter referred to as "priority date").
(2) In the case of preceding subsection,
the applicant of a foreign language patent application may, where he
has made an amendment under Article 19(1) of the Treaty, furnish a translation
of the amended claims in lieu of the translation of the claims referred
to in the preceding subsection.
(3) When the translation of the
description referred to in Subsection (1) and the translation of the
claims referred to in the preceding two subsections have not been furnished
within the time limit for the submission of the national form paper,
the international patent application shall be deemed withdrawn.
(4) The applicant who has furnished
the translation referred to in Subsection (1) may, where he has made
an amendment under Article 19(1) of the Treaty, further furnish a translation
into Japanese of the amended claims not only later than the date on
which the expiration of the time limit for the submission of the national
form paper [or where the applicant has made a request for examination
within the time limit for the submission of the national form paper,
the time when the said request was made (hereinafter referred to as
"relevant time for the national processing")] occurs.
(5) The principal sentence of
Section 184septies(3) shall apply mutatis mutandis where the translation
referred to in Subsection (2) or (4) has not been furnished.
184quinquies. Submission of papers and invitation to correction
(1) The applicant of an international
patent application shall, within the time limit for the submission of
the national form paper, submit to the Commissioner of the Patent Office
a paper stating the following:
(i) the name and the domicile
or residence of the applicant;
(ii) the name and the domicile
or residence of the inventor;
(iii) the international application
number and other matters provided for in an ordinance of the Ministry
of Economy, Trade and Industry.
(2) The Commissioner of the Patent
Office may invite correction, designating an adequate time limit, in
the following cases:
(i) when the national form paper
to be submitted under the preceding subsection has not been filed within
the time limit for the submission of the national form paper;
(ii) when any proceeding under
the preceding subsection does not comply with Section 7(1) to (3) and
Section 9;
(iii) when any proceeding under
the preceding subsection does not comply with the formality requirements
provided for in an ordinance of the Ministry of Economy, Trade and Industry;
(iv) when the translation of the
abstract to be submitted under Section 184quater(1) has not been filed
within the time limit for the submission of the national form paper;
(v) when the fee to be paid under
Section 195(2) has not been paid within the time limit for the submission
of the national form paper.
(3) Where a person who was invited
to make an amendment under the preceding subsection fails to do so within
the time limit designated under that subsection, the Commissioner of
the Patent Office may dismiss the international patent application concerned.
184sexies. Effect, etc. of request, description, etc., of international
application
(1) The request of an international
patent application as of the international filing date shall be deemed
to be the request submitted under Section 36(1).
(2) The description and claims
of an international patent application made in the Japanese language
(hereinafter referred to as "a Japanese language patent application")
as of the international filing date and the translation of the description
and claims of a foreign language patent application as of the international
filing date shall be deemed to be the specification as submitted attached
to the request under Section 36(2), the claims of Japanese language
patent application as of the international filing date and the translation
of the claims of a foreign language patent application as of the international
filing date shall be deemed to be the patent claims set forth in the
specification as submitted attached to the request under Section 36(2),
and the drawings in a Japanese language patent application as of the
international filing date and the drawings (excluding any text matter
of the drawings) and the translation of the text matter of the drawings
in a foreign language patent application as of the international filing
date shall be deemed to be the drawings as submitted attached to the
request under Section 36(2), and the abstract of a Japanese language
patent application and the translation of the abstract of a foreign
language patent application shall be deemed to be the abstract as submitted
attached to the request under Section 36(2).
(3) Where the translation of the
amended claims under Article 19(1) of the Treaty has been furnished
in accordance with Section 184quater(2) or (4), the translation of the
description as of the international filing date and the translation
of the amended claims shall be deemed to be the specification as submitted
attached to the request under Section 36(2), and the translation of
the amended claims shall be deemed to be the patent claims set forth
in the specification as submitted attached to the request under Section
36(2) notwithstanding Subsection (2).
184septies. Amendment under Article 19 of the Treaty of the Japanese
language patent application
(1) The applicant of a Japanese
language patent application shall, where he has made an amendment under
Article 19(1) of the Treaty, furnish to the Commissioner of the Patent
Office, no later than date on which the relevant time limit for the
national processing occurs, a copy of the amendment furnished under
Article 19(1) of the Treaty.
(2) Where a copy of the amendment
has been furnished under the preceding subsection, the patent claim
set forth in the specification as submitted attached to the request
shall be deemed to have been amended under Section 17bis(1) by virtue
of the copy of the amendment. However, where the amendment has been
communicated to the Patent Office under Article 20 of the Treaty within
the time limit prescribed in the preceding subsection, the patent claim
shall be deemed to have been amended under Section 17bis(1) by virtue
of that amendment.
(3) When the proceeding under
Subsection (1) has not been taken by the applicant of a Japanese language
patent application within the time limit prescribed in the said subsection,
no amendment under Article 19(1) of the Treaty shall be deemed to have
been made. However, this shall not apply to the case in the proviso
to the preceding subsection.
184octies. Amendment under Article 34 of the Treaty
(1) The applicant of an international
patent application shall, where he has made an amendment under Article
34(2)(b) of the Treaty, furnish to the Commissioner of the Patent Office,
no later than the date on which the relevant time for the national processing
occurs, a copy of the amendment furnished under Article 34(2)(b) of
the Treaty in the case of the amendment in respect of a Japanese language
patent application or a translation into Japanese of the amendment in
the case of the amendment in respect of a foreign language patent application.
(2) Where a copy of the amendment
or a translation of the amendment has been furnished under the preceding
subsection, the specification or drawings attached to the request shall
be deemed to have been amended under Section 17bis(1) by virtue of the
copy of the amendment or the translation of the amendment. However,
if, in respect of the amendment concerning a Japanese language patent
application, the amendment has been communicated to the Patent Office
under Article 36(3)(a) of the Treaty within the time limit prescribed
in the preceding subsection, the specification or drawings attached
to the request shall be deemed to have been amended by virtue of that
amendment.
(3) When the proceeding under
Subsection (1) has not been taken by the applicant of an international
patent application within the time limit prescribed in the said subsection,
no amendment under Article 34(2)(b) of the Treaty shall be deemed to
have been made. However, this shall not apply to the case in the proviso
to the preceding subsection.
(4) Where the specification or
drawings attached to the request of the foreign language patent application
are deemed to have been amended under Section 17bis(1) in the case of
Subsection (2), the amendment shall be deemed to have been made by virtue
of the submission of a written correction of incorrect translation under
Section 17bis(2).
184novies. National publication, etc.
(1) In respect of a foreign language
patent application for which a translation has been furnished under
Section 184quater(1), the Commissioner of the Patent Office shall, except
where the Gazette containing the Patent has already been published,
effect the national publication of the translation as soon as possible
after the expiration of the time limit for the submission of the national
form paper [or - where the application is an international patent application
for which a request for examination by the applicant has been made within
the time limit for the submission of the national form paper and for
which the international publication referred to in Article 21 of the
Treaty(hereinafter referred to as "international publication")
has been effected - after making a request for examination].
(2) The national publication of
the translation shall be effected by publishing the following in the
Patent Gazette:
(i) the name and the domicile
or residence of the applicant;
(ii) the number of the patent
application;
(iii) the international filing
date;
(iv) the name and the domicile
or residence of the inventor;
(v) the matters appearing in the
translation of the description and the text matter of the drawings referred
to in Section 184quater(1), the matters appearing in the translation
of the claims prescribed therein (in the case where a translation has
been submitted under Section 184quater(2), the said translation) and
the matters appearing in the translation referred to in Section 184quater(4),
the contents of the drawings (excluding the text matter of the drawings)
as well as the matters appearing in the translation of the abstract
(with the exception of those matters the publication of which in the
Patent Gazette is, in the view of the Commissioner of the Patent Office,
liable to contravene public order or morality);
(vi) the number and the date of
the national publication of the translation;
(vii) other necessary particulars.
(3) Section 64(3) shall apply
mutatis mutandis to the publication of the matters appearing in the
translation of the abstract under Subsection (2)(v), in the Patent Gazette
in accordance with Subsection (2).
(4) Section 64 shall not apply
to an international patent application.
(5) For the purpose of an international
patent application, "laying open" or "laid open" in
Section 48quinquies(1), Section 48sexies, the proviso to Section 66(3),
Section 128, Section 186(1)(i) and (ii), and Section 193(2)(i), (ii),
(vi) and (ix) shall be considered to have been replaced by "the
international publication under Section 184novies(1)" in the case
of a Japanese language patent application and shall be considered to
have been replaced by "the national publication of a translation
under Section 184novies(1)" in the case of a foreign language patent
application.
(6) For the purposes of a request
for a certificate, etc. concerning a foreign language patent application,
"or the materials referred to in Section 67bis(2)" in Section
186(1)(i) shall be considered to have been replaced by "a request,
a description, claims, drawings or an abstract of the international
application referred to in Article 3(2) of the Patent Cooperation Treaty
done at Washington, June 19, 1970 (excluding such documents concerning
an international patent application for which the establishment of the
patent has been registered or such documents for which the international
publication has been effected)."
(7) In respect of the matters
to be published in the Patent Gazette concerning the international patent
application, "attached to a request after the application has been
laid open" in Section 193(2)(iii) shall be considered to have been
replaced by "... attached to a request of an international application
for which the international publication has been effected."
184decies. Effects, etc. of international publication and national
publication
(1) The applicant of an international
patent application may, after the international publication in the case
of a Japanese language patent application and after the national publication
of the translation in the case of a foreign language patent application,
and following a warning by the applicant in the form of a document describing
the contents of the invention claimed in the international patent application,
demand of a person who has commercially worked the invention, after
the warning but before the registration of the establishment of the
patent right, the payment of compensation in a sum of money equivalent
to what he would be entitled to receive for the working of the invention
if it were a patented invention. Even in the absence of the warning,
in the case of a Japanese language patent application, the same shall
apply to a person who commercially worked the invention before the registration
of the establishment of the patent right, knowing that the invention
was the one claimed in the international patent application for which
the international publication has been effected, and in the case of
a foreign language patent application, the same shall apply to a person
who commercially worked the invention before the registration of the
establishment of the patent right, knowing that the invention was the
one claimed in the international patent application for which the national
publication of the translation has been effected.
(2) Section 65(2) to (5) shall
apply mutatis mutandis to the exercise of the right to demand compensation
under the preceding subsection.
184undecies. Special provisions concerning patent administrator for
residents abroad
(1) Notwithstanding Section 8(1),
an applicant of an international patent application who is a resident
abroad may proceed before the Patent Office without being represented
by a patent administrator until the relevant time for the national processing.
(2) The person under the preceding
subsection shall appoint a patent administrator and notify the Commissioner
of the Patent Office after the date on which the relevant time for the
national processing occurs and within the time limit prescribed in an
ordinance of the Ministry of Economy, Trade and Industry.
(3) Where the notification of
the appointment of a patent administrator has not been made within the
time limit under the preceding subsection, the international patent
application shall be considered to have been withdrawn.
184duodecies. Special provisions concerning amendment
(1) Notwithstanding the principal
sentence of Section 17(1), no amendment (except the amendment under
Sections 184septies(2) and 184octies(2)) may be made until, in respect
of a Japanese language patent application, after the proceeding has
been taken under Section 184quinquies(1) and the fee to be paid under
Section 195(2) has been paid, and, in the case of a foreign language
patent application, after the proceeding under Sections 184quater(1)
and 184quinquies(1) and the fee to be paid under Section 195(2) and
after the relevant time for the national processing has occurred.
(2) For the purposes of the scope
of amendments of the specification or drawings concerning a foreign
language patent application, "foreign language file application
under Section 36bis(2)" in Section 17bis(2) shall be considered
to have been replaced by "foreign language patent application referred
to in Section 184quater(1)," "the specification or drawings
originally attached to the request [in the case of a foreign language
file application under Section 36bis(2), the translation of the foreign
language file referred to in Section 36(2) considered to be a specification
and drawings by virtue of the provisions of Section 36(4) (in the case
where the specification or drawings were amended by virtue of the submission
of a written correction of incorrect translation, said translation or
the specification or drawings as amended)]" in Section 17bis(3)
shall be considered to have been replaced by "the translation referred
to in Section 184quater(1) of the specification or drawings (limited
to any text matter of the drawings) of the international patent application
referred to in Section 184ter(2) (hereinafter referred to as "international
patent application" in this subsection) as of the international
filing date referred to in Section 184quater(1) (hereinafter referred
to as the "international filing date" in this subsection),"
the translation referred to in Section 184quater(1) of the claims of
the international patent application as of the international filing
date (in the case where a translation of the amended claims under Article
19(1) of the Patent Cooperation Treaty done at Washington on June 19,
1970 has been furnished under Section 184quater(2) or (4), such translation),
or the drawings (excluding the text matter of the drawings) of the international
patent application as of the international filing date (hereinafter
referred to as "translation, etc." in this subsection) (in the
case where the specification or drawings were amended by virtue of the
submission of the written correction of incorrect translation, the translation,
etc. or such specification or drawings as amended).
(3) The applicant of an international
patent application may, notwithstanding Section 17ter, amend the abstract
attached to the request only within one year and three months from the
priority date (with respect to the foreign language patent application
being one of the such applications as their translations were furnished
in accordance with the provision of Section 184quater(1), for which,
within the time limit for the submission of the national form paper,
the request was made by the applicant for examination of the application
and of which the international publication was effected, the period
after the request was made for examination of the application, is excluded).
184terdecies. Special provisions concerning patentability
For the purposes of Section 29bis
of this Law, where an international patent application referred to in
Section 184ter(2) of this Law or an international utility model application
referred to in Section 48ter(2) of the Utility Model Law is another
application for a patent or an application for a utility model registration
as referred to in Section 29bis of this Law, the passage reading "the
specification or drawings originally attached to the request" in
Section 29bis of this Law shall be considered to have been replaced
by "the description, claims or drawings of the international application
as of the international filing date referred to in Section 184quater(1)
of this Law or Section 48quater(4) of the Utility Model Law," and
the passage reading "another application for a patent or of an application
for a utility model registration which was" shall be considered
to have been replaced by "another application for a patent or of
an application for a utility model registration (excluding the foreign
patent application referred to in Section 184quater(1) of the Patent
Law which was deemed to have been withdrawn under said Section (3) or
the foreign language utility model application referred to in Section
48quater(1) of the Utility Model Law which was deemed to have been withdrawn
under said Section (3))," and the passage reading "the laying
open for public inspection (Kokai) was effected or" in Section 29bis
of this Law shall be considered to have been replaced by "the laying
open for public inspection (Kokai) was effected," and the passage
reading "was published under said subsection after the filing of
the patent application" in Section 29bis of this Law shall be considered
to have been replaced by "was published under said subsection or
the international publication referred to in Article 21 of the Patent
Cooperation Treaty done at Washington on June 19, 1970 was effected
after the filing of the patent application."
184quater decies. Special provisions concerning exceptions to lack of novelty of invention
Notwithstanding Section 30(4),
any applicant of an international patent application who desires the
application of Section 30(1) or (3) may submit to the Commissioner of
the Patent Office a written statement to that effect and a document
proving that the invention which has fallen under one of the paragraphs
of Section 29(1) is the invention to which Section 30(1) or (3) may
be applied, after the date on which the relevant time for the national
processing occurs and within the time limit prescribed in an ordinance
of the Ministry of Economy, Trade and Industry.
184quindecies. Special provisions concerning priority claim based on
patent applications, etc.
(1) Sections 41(4) and Section
42(2) shall not apply to an international patent application.
(2) For the purposes of Section
41(3) for a Japanese language patent application, "or the laying
open for public inspection" in the said Section shall be considered
to have been replaced by "or the international publication referred
to in Article 21 of the Patent Cooperation Treaty done at Washington
on June 19, 1970."
(3) For the purposes of Section
41(3) for a foreign language patent application, in the said Section,
"the specification or drawings originally attached to the request
of a patent application" shall be considered to have been replaced
by "the description, the claims or the drawings of an international
application as of the international filing date referred to in Section
184quater(1)" and "or the laying open for public inspection"
shall be considered to have been replaced by "or the international
publication referred to in Article 21 of the Patent Cooperation Treaty
done at Washington on June 19, 1970."
(4) For the purposes of Sections
41(1) to (3) and 42(1) of this Law in the case where the earlier application
under Section 41(1) of this Law is an international patent application
or an international utility model application referred to in Section
48ter(2) of the Utility Model Law, "the specification or drawings
originally attached to the request" in Section 41(1) and (2) shall
be considered to have been replaced by "the description, the claims
or the drawings of an international application as of the international
filing date referred to in Section 184quater(1) of this Law or Section
48quater(1) of the Utility Model Law," "the specification or
drawings originally attached to the request of the earlier application"
and "the laying open for public inspection" in Section 41(3)
shall be considered to have been replaced by "the description, the
claims or the drawings of an international application as of the international
filing date referred to in Section 184quater(1) of this Law or Section
48quater(1) of the Utility Model Law of the earlier application"
and "the international publication referred to in Article 21 of
the Patent Cooperation Treaty done at Washington on June 19, 1970,"
and "at the expiration of one year and three months from the filing
date" in Section 42(1) shall be considered to have been replaced
by "at the expiration of the time limit for the national processing
under Section 184quater(4) of this Law or Section 48quater(4) of the
Utility Model Law or one year and three months from the international
filing date referred to in Section 184quater(1) of this Law or Section
48quater(1) of the Utility Model Law, whichever is later".
184sedecies. Special provisions concerning conversion of applications
Conversion into a patent application
of an international application having been considered or recognized
to be a utility model application under Section 48ter(1) or 48sedecies(4)
of the Utility Model Law may not be made until, in respect of a Japanese
language utility model application referred to in Section 48quinquies(4)
of the Utility Model Law, after the proceedings under Section 48quinquies(1)
of the Utility Model Law has been taken, and in respect of a foreign
language utility model application referred to in Section 48quater(1)
of the Utility Model Law, after the proceedings under Sections 48quater(1)
and 48quinquies(1) of the Utility Model Law have been taken and, further,
after the fee to be paid under Section 54(2) of the Utility Model Law
has been paid (or - in respect of an international application having
been recognized as a utility model application under Section 48sedecies(4)
of the Utility Model Law - after the decision referred to in the said
subsection has been made).
184septies decies. Time limit for making request for examination
The applicant of an international
patent application may not make a request for examination for his international
patent application until, in respect of a Japanese language patent application,
after the proceeding under Section 184quinquies(1) has been taken, and
in respect of a foreign language patent application, after the proceedings
under Sections 184quater(1) and 184quinquies(1) and have been taken
and, further, after the fee to be paid under Section 195(2) has been
paid, whereas, a person other than the applicant of the international
patent application may not make a request for examination of the international
patent application until after the expiration of the time limit for
the submission of the national form paper.
184duodevicies. Special provisions for reasons for refusal, etc.
For the purpose of the examiner's
decision of refusal, with respect to the foreign language patent application,
the opposition to the patent and trial under Section 123(1), "foreign
language file application" in Sections 49(v), 113(i) and (v), and
123(1)(i) and (v) shall be replaced by "foreign language patent
application referred to in Section 184quater(1)," and "foreign
language file" in Section 49(v), 113(v), and 123(1)(v) shall be
replaced by "the specification or drawings of the international
application as of the international filing date referred to in Section
184quater(1)."
184undevicies. Special provisions concerning correction
For the purpose of the demand
for the correction under Sections 120quater(2) and 134(2) and the demand
for a trial under Section 126(1) with respect to a foreign language
patent application, "foreign language file application" in Section
126(2) shall be replaced by "foreign language patent application
referred to in Section 184quater(1)" and "foreign language file"
in that Section (2) shall be replaced by "the specification or drawings
of the international application as of the international filing date
referred to in Section 184quater(1)."
184vicies. International application recognized as patent application
by decision
(1) The applicant of an international
application defined in Article 2(vii) of the Treaty may, where the receiving
Office defined in Article 2(xv) of the Treaty has made a refusal referred
to in Article 25(1)(a) of the Treaty or has made a declaration referred
to in Article 25(1)(a) or (b) of the Treaty or the International Bureau
defined in Article 2(xix) of the Treaty has made a finding referred
to in Article 25(1)(a) of the Treaty in respect of the international
application (only a patent application) which contains the designation
of Japan as a designated State referred to in Article 4(1)(ii) of the
Treaty, request the Commissioner of the Patent Office as provided in
an ordinance of the Ministry of Economy, Trade and Industry to make
a decision referred to in Article 25(2)(a) of the Treaty within the
time limit prescribed in an ordinance of the Ministry of Economy, Trade
and Industry.
(2) A person who makes a request
under the preceding subsection in respect of the international application
made in a foreign language shall furnish to the Commissioner of the
Patent Office at the time of making such a request a translation into
Japanese of the description, the claims, the drawings (limited to any
text matter of the drawings) and the abstract as well as other documents
relating to the international application provided for in an ordinance
of the Ministry of Economy, Trade and Industry.
(3) Where the request under Subsection
(1) has been made, the Commissioner of the Patent Office shall decide
whether the refusal, declaration, or finding referred to therein was
justified under the provisions of the Treaty and the Regulations under
the Patent Cooperation Treaty.
(4) Where the Commissioner of
the Patent Office has made a decision under the preceding subsection
to the effect that the refusal, declaration, or finding referred to
in the said subsection was not justified under the provisions of the
Treaty and the Regulations under the Patent Cooperation Treaty, the
international application concerned shall be recognized as a patent
application filed on the date which would be accorded as the international
filing date if said refusal, declaration, or finding were not made in
respect of the said international application.
(5) For the purpose of the laying
open for public inspection of an international application recognized
as a patent application under the preceding subsection, "date of
the application" in Section 64(1) shall be replaced by "priority
date referred to in Section 184quater(1)," "foreign language
file application" in Section 64(2)(vi) shall be replaced by "international
application made in the foreign language," and "foreign language
file and foreign language abstract" in Section 64(2)(vi) shall be
replaced by "the description, the claims, drawings and abstract
of the international application as of the date which would be accorded
as the international filing date under Section referred to in Section
184vicies(4)."
(6) Sections 184ter(2), 184sexies(1)
and (2), 184novies(6), 184duodecies to 184quater decies, 184quindecies(1),
(3) and (4), and 184septies decies to 184undevicies shall apply mutatis
mutandis to the international application deemed as a patent application
under Subsection (4). In such a case, the details necessary for the
application of those provisions shall be prescribed by Cabinet Order.
Chapter X Miscellaneous Provisions
185. Special provisions for patent or patent right covering two or
more claims
For the purposes of the provisions
of Section 27(1)(i) or Section 65(4) (including its application under
Section 184decies(2)), 80(1), 97(1), 98(1)(i), 111(1)(ii), 114(3) (including
its application under Section 174(1)), Section 123(2), 125, 126(5) (including
its application under Section 134(5)), Section 132(1) (including its
application under Section 174(3)) or Section 175, 176 or 193(2)(iv)
of this Law, or of Section 20(1) of the Utility Model Law, relating
to the patent or patent right covering two or more claims, the patent
shall be deemed to have been granted, or the patent right shall be deemed
to exist, for each claim.
186. Request for certification, etc.
(1) Anyone may request the Commissioner
of the Patent Office to issue a certificate, a copy or an extract of
documents, to allow the inspection or copying of documents or to issue
documents whose contents are recorded in the part of the Patent Register
prepared by magnetic tapes, where such documents relate to patents.
However, this provision shall not apply in the case of the following
documents if the Commissioner of the Patent Office considers it necessary
to keep them secret:
(i) a request or the specification,
drawings or abstract attached to a request, or a foreign language file
or foreign language abstract or documents concerning the examination
of the patent application (except where the establishment of the patent
right has been registered or where the patent application has been laid
open), or the materials referred to in Section 67bis(2);
(ii) documents concerning a trial
under Section 121(1) (except where the establishment of the patent right
has been registered or where the patent application concerned has been
laid open);
(iii) documents concerning a trial
decision under Section 123(1) or Section 125bis(1) or a retrial of the
final and conclusive trial decision, with respect to which parties or
intervenors concerned have given a notice that there has been described
a trade secret (trade secret as prescribed in Section 2(4) of the Unfair
Competition Prevention Law (Law No. 47 of 1993)) owned by the parties
or intervenors concerned;
(iv) matters liable to injure
the reputation or peaceful existence of an individual;
(v) documents liable to contravene
public order or morality.
(2) Where a demand made with respect
for documents as prescribed in the paragraphs of the preceding subsection
is accepted, the Commissioner of the Patent Office shall notify a person,
who has submitted such documents to that effect with a reason therefor.
(3) The Law Concerning Access
to Information held by Administrative Organs (Law No. 42 of 1999) shall
not apply to the documents concerning patents and the part of the Patent
Register, which have been prepared by magnetic tapes.
187. Indication of existence of patent
A patentee or an exclusive or
non-exclusive licensee shall take steps, as prescribed in an ordinance
of the Ministry of Economy, Trade and Industry, to mark the patented
product or a product produced by the patented process (hereinafter referred
to as a "patented product"), or the packaging thereof, with
a statement to the effect that the invention of the product or the process
has been patented (hereinafter referred to as an "indication of
a patent").
188. Prohibition of false marking
The following acts shall be unlawful:
(i) the marking of anything other
than a patented product or its packaging with an indication of a patent
or confusingly similar indication;
(ii) the assignment, lease or
display for the purpose of assignment or lease of a product other than
a patented product, where such product or its packaging is marked with
an indication of a patent or confusingly similar indication;
(iii) the inclusion in an advertisement
of an indication that an invention of a product has been patented or
a confusingly similar indication, for the purpose of causing others
to produce or use the product or of assigning or leasing the product,
where it is not a patented product;
(iv) the inclusion in an advertisement
of an indication that an invention of a process has been patented or
a confusingly similar indication, for the purpose of causing others
to use the process or of assigning or leasing the process, where it
is not a patented process.
189. Transmittal of documents
An ordinance of the Ministry of
Economy, Trade and Industry shall prescribe the documents to be transmitted
in addition to those provided for in this Law.
190.
Sections 98(2), 99 to 103, 105,
106, 107(1) (excluding Paragraphs (ii) and (iii)) and (3) and 109 (transmittal)
of the Code of Civil Procedure shall apply mutatis mutandis to the transmittal
of documents provided for in this Law or in an ordinance of the Ministry
of Economy, Trade and Industry under Section 189. In such a case, a
"court clerk" in Sections 98(2) and 100 of the said Code shall
read an "official or a trial clerk" designated by the Commissioner
of the Patent Office, a "bailiff or post" in Section 99(1) of
the said Code shall read a "post", and "in the case...the
court clerk" in Section 107(1) of the said Code shall read "
in the case...and in the case where documents relating to an examination
are to be transmitted, an official or a trial clerk" designated
by the Commissioner of the Patent Office.
191.
(1) Where the domicile or residence
of a person to whom transmittal is to be made or any other place to
which transmittal is to be made is unknown or transmittal in accordance
with Section 107(1) (excluding Paragraphs (ii) and (iii)) of the Code
of Civil Procedure applied under Section 190 of this Law is not possible,
transmittal may instead be effected by public notice.
(2) The transmittal by public
notice shall be made by publishing a notice in the Official Gazette
and the Patent Gazette to the effect that the documents to be transmitted
are ready to be delivered at any time to the person entitled to receive
them and by posting such notice on the bulletin board of the Patent
Office.
(3) The transmittal by public
notice shall take effect after the expiration of 20 days from the date
on which the notice was published in the Official Gazette.
192.
(1) Where a resident abroad has
a patent administrator, the transmittal shall be made to the patent
administrator.
(2) Where a resident abroad has
no patent administrator, the documents may be dispatched by registered
airmail.
(3) Where documents have been
sent by post under the preceding subsection, the transmittal shall be
deemed to have been made at the time of dispatch.
193. Patent Gazette
(1) The Patent Office shall publish
the Patent Gazette (Tokkyo Koho).
(2) In addition to the matters
provided for in this Law, the Patent Gazette shall contain:
(i) decisions of refusal, or abandonment,
withdrawal or dismissal of a patent application after its laying open
or withdrawal of an application for the registration of an extension
of the term of a patent right;
(ii) successions to the right
to obtain a patent after the laying open;
(iii) amendments of the specification
or drawings attached to the request under Section 17bis(1) after the
application has been laid open (in the case of an amendment under each
paragraph of the proviso to Section 17bis(1), limited to one by submitting
a written correction of mistranslation);
(iv) extinguishment of patent
rights (excluding that due to the expiration of a term and that under
Section 112(4) or (5)) or the restoration (limited to that under Section
112bis(2));
(v) oppositions to the patents
or demands for trials or retrials, or withdrawal thereof;
(vi) final and conclusive rulings
on the oppositions to the patents, trial decisions, or rulings of retrials
or retrial decisions (limited to patent applications with respect to
which the establishment of a patent right has been registered or which
have been laid open);
(vii) particulars stated in the
corrected specification and the contents of the drawings (limited to
those which a final and conclusive ruling or trial decision to correct
has been rendered);
(viii) requests for an arbitration
decision or withdrawals thereof and arbitration decisions;
(ix) final judgments in an action
under Section 178(1) (limited to patent applications with respect to
which the establishment of a patent right has been registered or which
have been laid open).
194. Production of documents, etc.
(1) The Commissioner of the Patent
Office or the examiner may require a party to produce documents or other
evidence necessary for a procedure other than one relating to an opposition
to the patent, a trial, or a retrial.
(2) The Commissioner of the Patent
Office or the examiner may entrust a related administrative organization
or an educational establishment or other body with the search necessary
for an examination.
195. Fees
(1) The person specified hereunder
shall pay the fees the amount of which shall be prescribed by Cabinet
Order with the actual costs taken into consideration:
(i) person requesting an extension
of the time limit under Section 4, 5(1) or 108(3), or change of date
under Section 5(2);
(ii) person requesting re-issuance
of Letters Patent;
(iii) person making notification
of succession in accordance with Section 34(4);
(iv) person requesting issuance
of certificate in accordance with Section 186(1);
(v) person requesting issuance
of copy or extract of documents in accordance with Section 186(1);
(vi) person requesting inspection
or copying of documents in accordance with Section 186(1);
(vii) person requesting issuance
of documents containing matters recorded in that part of the Patent
Register as prepared on magnetic tapes, in accordance with Section 186(1).
(2) The persons specified in the
left-hand column of the attached table shall pay the fees the amount
of which shall be prescribed by Cabinet Order within the limit of the
amounts specified in the right-hand column of the table.
(3) Where, after a person other
than the applicant has made a request for examination, the number of
claims is increased because of an amendment with respect to the specification
attached to the request, the fees for the request for examination to
be paid under the preceding subsection shall be paid by the applicant
for the increased number of claims, notwithstanding the preceding subsection.
(4) The three preceding subsections
shall not apply where the person to pay the fee in accordance with the
subsections is the State and the like.
(5) The provisions of Subsections (1) to (3) shall not apply where
the person to pay the fee in accordance with these provisions is the
State entitled to own jointly a patent right or a right to obtain a
patent and the Independent administrative institutions prescribed by
Cabinet Order in Section 107(2), or the Independent administrative institutions
entitled to own jointly such rights prescribed by Cabinet Order in the
same subsection.
(6) Where the State and the like
and persons other than the State and the like own jointly a patent right
or a right to obtain a patent and there is an agreement with respect
to their shares of the right, the fees under Subsection (1) or (2) (limited
to the fees prescribed by Cabinet Order) shall be a sum with prescribed
fees under these subsections multiplied by the ratios of the shares
of the persons other than the State and the like, and persons other
than the State and the like shall pay such sum, notwithstanding the
provisions of these subsections.
(7) Where the amount of the fees
calculated in accordance with the provision of the preceding subsection
has a fractional figure less than 10 yen, that fractional figure shall
be discarded.
(8) The payment of the fees under
Subsections (1) to (3) shall be made by patent revenue stamps as prescribed
by an ordinance of the Ministry of Economy, Trade and Industry. However,
wherever so prescribed by an ordinance of the Ministry of Economy, Trade
and Industry, such payment may be made in cash.
(9) A fee paid by mistake or in
excess shall be refunded upon the request of the person making the payment.
(10) No request for a refund of
a fee under the preceding subsection may be made after one year from
the date of payment.
195bis. Reduction of fee for request for examination, or exemption
therefrom
Where the Commissioner of the
Patent Office recognizes that a person who is mentioned below and falls
under the requirement prescribed by Cabinet Order for a person to be
short of funds, cannot afford to pay a fee for request for examination,
he may reduce the fee for request for examination under Section 195(2)
with respect to his patent application, exempt him therefrom or grant
him deferment of payment thereof as prescribed by Cabinet Order:
(i) the inventor of the patented
invention or the inventor's heir;
(ii) the employer etc., who has
succeeded to the right to obtain a patent from the employee, etc., where
the patent invention is an employee's invention made by the employee,
etc. as referred to in Section 35(1) and where it is provided in advance
in a contractual provision, service regulation or other stipulation
that the right to obtain a patent shall pass to the employer, etc..
195ter. Exemption of application of Administrative Procedure Law
The second and third chapters
of the Administrative Procedure Law (Law No. 88 in 1993) shall not apply
to the measures under this Law or an order or ordinance thereunder this
Law.
195quater. Restriction on appeals under Administrative Appeal Law
No appeal under the Administrative
Appeal Law shall lie from an examiner's decision or a ruling to
revoke a patent, a trial decision, and a ruling to dismiss a written
opposition to the patent, or a demand for a trial or retrial nor from
measures against which no appeal lies in accordance with this Law.
Chapter XI Penal Provisions
196. Offense of infringement
Any person who has infringed a
patent right or an exclusive license shall be liable to imprisonment
with labor not exceeding five years or to a fine not exceeding 5,000,000
yen.
197. Offense of fraud
Any person who has obtained a
patent, a registration of an extension of the term of a patent right,
a ruling on the opposition to the patent, or a trial decision by means
of a fraudulent act shall be liable to imprisonment with labor not exceeding
three years or to a fine not exceeding 3,000,000 yen.
198. Offense of false marking
Any person infringing Section
188 shall be liable to imprisonment with labor not exceeding three years
or to a fine not exceeding 3,000,000 yen.
199. Offense of perjury, etc.
(1) A witness, expert witness
or interpreter who, having taken an oath under this Law, has made a
false statement or has given a false expert opinion or has interpreted
falsely before the Patent Office or a court commissioned thereby shall
be liable to imprisonment with labor for a term not less than three
months nor more than ten years.
(2) Where a person committing
the offense in the preceding subsection has made a voluntary confession
before the certified copy of the interpretation is transmitted or the
ruling on the opposition to the patent or trial decision concerning
the case has become final and conclusive, his sentence may be reduced
or suppressed.
200. Offense of divulging secrets
Where any present or former official
of the Patent Office has divulged or made surreptitious use of the secrets
relating to an invention in a patent application to which he had access
in the course of his duties, he shall be liable to imprisonment with
labor not exceeding one year or a fine not exceeding 500,000 yen.
201. Dual liability
Where an officer representing
a legal entity or a representative, employee or any other servant of
a legal entity or of a natural person has committed an act in violation
of any of provisions prescribed in the following paragraphs with regard
to the business of the legal entity or natural person, the legal entity
or the natural person shall, in addition to the offender, be liable
to the fine prescribed in the following paragraphs:
(i) Section 196, a fine not exceeding 150 million yen;
(ii) Section 197 or 198, a fine
not exceeding 100 million yen.
202. Administrative penalties
Where a person who has taken an
oath under Section 207(1) of the Code of Civil Procedure as applied
under Section 151 [including its application under Sections 71(3), 119
(including its application under Section 174(1)) and 174(2) to (4) of
this Law] has made a false statement before the Patent Office or a court
commissioned thereby, he shall be liable to an administrative penalty
not exceeding 100,000 yen.
203.
Where a person who has been summoned
by the Patent Office or a court commissioned thereby in accordance with
this Law has failed to appear or has refused to take an oath, to make
a statement, to testify, to give an expert opinion or to interpret,
without a legitimate reason, he shall be liable to an administrative
penalty not exceeding 100,000 yen.
204.
Where a person who has been ordered
by the Patent Office or a court commissioned thereby to produce or show
documents or other evidence in accordance with the provisions of this
Law relating to the examination or preservation of evidence has failed
to comply with the order, without a legitimate reason, he shall be liable
to an administrative penalty not exceeding 100,000 yen.
Attached Table (Related to Section 195)
|
Person liable to pay
|
Amounts
|
1.
|
Person filing patent application (except those listed below)
|
¥21,000 per case
|
2.
|
Person filing foreign language file application
|
¥35,000 per case
|
3.
|
Person taking proceeding under Section 184quinquies(1)
|
¥21,000 per case
|
4.
|
Person making request under Section 184vicies(1)
|
¥21,000 per case
|
5.
|
Person making request for extension of term of patent right
|
¥74,000 per case
|
6.
|
Person making request for examination
|
¥84,300 per case plus ¥2,700 per claim
|
7.
|
Person amending specification or drawings by submitting written
correction of incorrect translation
|
¥19,000 per case
|
8.
|
Person requesting interpretation in accordance with Section 71(1)
|
¥40,000 per case
|
9.
|
Person requesting arbitration decision
|
¥55,000 per case
|
10.
|
Person requesting cancellation of arbitration decision
|
¥27,500 per case
|
11.
|
Person filing opposition to patent
|
¥8,700 per case plus ¥1,000 per claim
|
12.
|
Person applying to intervene in examination of opposition to
patent
|
¥11,000 per case
|
13.
|
Person demanding trial or retrial (except those listed below)
|
¥49,500 per case plus ¥5,500 per claim
|
14.
|
Person demanding trial against examiner's decision of refusal
of, or trial for invalidation of, registration of extension of
term of patent right or retrial against any of these final and
conclusive trial decisions
|
¥55,000 per case
|
15.
|
Person demanding amendment of specification or drawings
|
¥49,500 per case plus ¥5,500 per claim
|
16.
|
Person demanding intervention in trial or retrial
|
¥55,000 per case
|
|